4//SEC Filing
Workhorse Group Inc. 4
Accession 0001213900-17-005772
$WKHSCIK 0001425287operating
Filed
May 22, 8:00 PM ET
Accepted
May 23, 5:01 PM ET
Size
13.7 KB
Accession
0001213900-17-005772
Insider Transaction Report
Form 4
Rodriguez Julio C.
Chief Financial Officer
Transactions
- Award
Stock Options
2017-05-19$5.28/sh+12,500$66,000→ 12,500 totalExercise: $5.28From: 2017-06-30Exp: 2027-05-19→ Common Stock, Par Value $0.001 (12,500 underlying)
Holdings
- 22,000
Stock Options
Exercise: $7.21From: 2016-08-16Exp: 2021-08-16→ Common Stock, Par Value $0.001 (22,000 underlying) - 25,000
Stock Options
Exercise: $4.99From: 2016-02-03Exp: 2021-02-03→ Common Stock, Par Value $0.001 (25,000 underlying) - 25,000
Stock Options
Exercise: $1.75From: 2015-08-13Exp: 2020-08-11→ Common Stock (25,000 underlying) - 15,000
Stock Options
Exercise: $1.50From: 2014-12-19Exp: 2019-12-18→ Common Stock (15,000 underlying) - 73,433
Stock Options
Exercise: $0.10From: 2014-07-01Exp: 2019-06-30→ Common Stock (73,433 underlying) - 30,000
Stock Options
Exercise: $4.00From: 2013-08-07Exp: 2018-08-07→ Common Stock (30,000 underlying)
Footnotes (3)
- [F1]6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter.
- [F2]5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter.
- [F3]Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Rodriguez to acquire 200,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 12,500 shares commencing June 30, 2017.
Documents
Issuer
Workhorse Group Inc.
CIK 0001425287
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001425287
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 5:01 PM ET
- Size
- 13.7 KB