Home/Filings/4/0001213900-17-003446
4//SEC Filing

Ener-Core, Inc. 4

Accession 0001213900-17-003446

CIK 0001495536operating

Filed

Apr 5, 8:00 PM ET

Accepted

Apr 6, 4:08 PM ET

Size

7.3 KB

Accession

0001213900-17-003446

Insider Transaction Report

Form 4
Period: 2017-04-04
Hamrin Douglas Arthur
Vice President, Engineering
Transactions
  • Award

    Stock Option (right to buy)

    2017-04-04+35,00040,550 total
    Exercise: $2.50Exp: 2027-04-04Common Stock (35,000 underlying)
  • Award

    Common Stock

    2017-04-04+35,00040,550 total
Footnotes (2)
  • [F1]The common stock vests as follows: (i) 25% on or before March 31, 2018, (ii) 25% on March 31, 2018, (iii) 25% on March 31, 2019, and (iv) 25% on March 31, 2020.
  • [F2]The option becomes exercisable as follows: (i) 5/16 of the total number of shares underlying the option are vested on the grant date and (ii) 1/48 of the total number of shares underlying the option will become vested after each month thereafter.

Issuer

Ener-Core, Inc.

CIK 0001495536

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001495536

Filing Metadata

Form type
4
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 4:08 PM ET
Size
7.3 KB