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$SPRS·4

SURGE COMPONENTS INC · Oct 3, 6:14 AM ET

SURGE COMPONENTS INC 4

4 · SURGE COMPONENTS INC · Filed Oct 3, 2016

Insider Transaction Report

Form 4

Period: 2016-09-29

SURGE COMPONENTS INCSPRS

LUBMAN STEVEN J

DirectorVP, Secretary, Director

Transactions

Exercise/Conversion
Common Stock
2016-09-29$0.82/sh+25,000$20,500→ 886,030 total
Purchase
Common Stock
2016-09-29$1.05/sh+9,225$9,686→ 941,193 total
Purchase
Common Stock
2016-09-30$1.09/sh+7,400$8,066→ 948,593 total
Exercise/Conversion
Common Stock
2016-09-29$0.80/sh+45,938$36,750→ 931,968 total
Exercise/Conversion
Stock Option
2016-09-29+45,938→ 0 total
Exercise: $0.80From: 2014-04-10Exp: 2019-04-10→ Common Stock (45,938 underlying)
Exercise/Conversion
Stock Option
2016-09-29+25,000→ 0 total
Exercise: $0.82From: 2013-11-27Exp: 2018-11-27→ Common Stock (25,000 underlying)

Documents

1 file

4
f4092916lubman_surgecompon.xmlPrimary
OWNERSHIP DOCUMENT