4//SEC Filing
CardConnect Corp. 4
Accession 0001213900-16-015490
CIK 0001614818operating
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 7:44 PM ET
Size
23.3 KB
Accession
0001213900-16-015490
Insider Transaction Report
Form 4
FTVentures III LP
10% Owner
Transactions
- Other
Common Stock
2016-07-27+9,756,030→ 9,756,030 total(indirect: By FTVentures III, L:P.) - Other
Common Stock
2016-07-27+528,983→ 528,983 total(indirect: By FTVentures III-N, L:P.) - Other
Common Stock
2016-07-27+317,390→ 317,390 total(indirect: By FTVentures III-T, L:P.)
FTVentures Management III, L.L.C.
10% Owner
Transactions
- Other
Common Stock
2016-07-27+9,756,030→ 9,756,030 total(indirect: By FTVentures III, L:P.) - Other
Common Stock
2016-07-27+528,983→ 528,983 total(indirect: By FTVentures III-N, L:P.) - Other
Common Stock
2016-07-27+317,390→ 317,390 total(indirect: By FTVentures III-T, L:P.)
FTVentures III N LP
10% Owner
Transactions
- Other
Common Stock
2016-07-27+9,756,030→ 9,756,030 total(indirect: By FTVentures III, L:P.) - Other
Common Stock
2016-07-27+528,983→ 528,983 total(indirect: By FTVentures III-N, L:P.) - Other
Common Stock
2016-07-27+317,390→ 317,390 total(indirect: By FTVentures III-T, L:P.)
Bernstein Bradford E
10% Owner
Transactions
- Other
Common Stock
2016-07-27+528,983→ 528,983 total(indirect: By FTVentures III-N, L:P.) - Other
Common Stock
2016-07-27+9,756,030→ 9,756,030 total(indirect: By FTVentures III, L:P.) - Other
Common Stock
2016-07-27+317,390→ 317,390 total(indirect: By FTVentures III-T, L:P.)
HAYNES DAVID
10% Owner
Transactions
- Other
Common Stock
2016-07-27+9,756,030→ 9,756,030 total(indirect: By FTVentures III, L:P.) - Other
Common Stock
2016-07-27+528,983→ 528,983 total(indirect: By FTVentures III-N, L:P.) - Other
Common Stock
2016-07-27+317,390→ 317,390 total(indirect: By FTVentures III-T, L:P.)
FTVentures III TLP
10% Owner
Transactions
- Other
Common Stock
2016-07-27+9,756,030→ 9,756,030 total(indirect: By FTVentures III, L:P.) - Other
Common Stock
2016-07-27+528,983→ 528,983 total(indirect: By FTVentures III-N, L:P.) - Other
Common Stock
2016-07-27+317,390→ 317,390 total(indirect: By FTVentures III-T, L:P.)
HURET ROBERT A
10% Owner
Transactions
- Other
Common Stock
2016-07-27+9,756,030→ 9,756,030 total(indirect: By FTVentures III, L:P.) - Other
Common Stock
2016-07-27+528,983→ 528,983 total(indirect: By FTVentures III-N, L:P.) - Other
Common Stock
2016-07-27+317,390→ 317,390 total(indirect: By FTVentures III-T, L:P.)
HALE JAMES C III
10% Owner
Transactions
- Other
Common Stock
2016-07-27+9,756,030→ 9,756,030 total(indirect: By FTVentures III, L:P.) - Other
Common Stock
2016-07-27+528,983→ 528,983 total(indirect: By FTVentures III-N, L:P.) - Other
Common Stock
2016-07-27+317,390→ 317,390 total(indirect: By FTVentures III-T, L:P.)
Footnotes (7)
- [F1]Represents (i) 9,442,472 shares received in exchange for 1,266,374 shares of FTS Holding Corporation ("Former CardConnect") common stock in connection with the merger of Former CardConnect into a subsidiary of FinTech Acquisition Corp. (the "Merger"), (ii) 174,833 shares purchased from FinTech Acquisition Corp. in a private placement transaction for $10.00 per share (the "PIPE"), and (iii) 138,725 shares received from certain founders of FinTech Acquisition Corp. for nominal consideration (the "Share Transfer"). In connection with the Merger, the issuer changed its name to CardConnect, Inc.
- [F2]Each reporting person (i) acquired the shares of issuer common stock in the Merger, which valued the issuer's common stock at $10.00 per share, (ii) purchased shares received in the PIPE for $10.00 per share, and (iii) received the shares in the Share Transfer for nominal consideration.
- [F3]These shares are held directly by FTVentures III, L.P. ("FTVIII"). FTVentures Management III, L.L.C. ("FTVentures") is the general partner of FTVIII. Richard N. Garman, Brad E. Bernstein, David A. Haynes, Chris H. Winship, James C. Hale and Robert A. Huret, as the managing members of FTVentures (the "Managing Members"), who acting by a majority vote of the group, share voting and dispositive power over the limited liability company interest in FTVIII held directly by FTVentures and therefore share an indirect beneficial interest in the common stock held directly by FTVIII. As such, FTVentures and the Managing Members may be deemed to be the beneficial owner of the shares held directly by FTVIII. Each of FTVentures and the Managing Members expressly disclaim beneficial ownership of shares held directly by FTVIII, except to the extent of their respective pecuniary interests therein.
- [F4]Represents (i) 511,982 shares received in exchange for 68,665 shares of Former CardConnect common stock in connection with the Merger, (ii) 9,479 shares purchased in the PIPE, and (iii) 7,522 shares received in the Share Transfer.
- [F5]These shares are held directly by FTVentures III-N, L.P. ("FTVIIIN"). FTVentures is the general partner of FTVIIIN. The Managing Members, who acting by a majority vote of the group, share voting and dispositive power over the limited liability company interest in FTVIIIN held directly by FTVentures and therefore share an indirect beneficial interest in the common stock held directly by FTVIIIN. As such, FTVentures and the Managing Members may be deemed to be the beneficial owner of the shares held directly by FTVIIIN. Each of FTVentures and the Managing Members expressly disclaim beneficial ownership of shares held directly by FTVIIIN, except to the extent of their respective pecuniary interests therein.
- [F6]Represents (i) 307,189 shares received in exchange for 41,198 shares of Former CardConnect common stock in connection with the Merger, (ii) 5,688 shares purchased in the PIPE and (iii) 4,513 shares received in the Share Transfer.
- [F7]These shares are held directly by FTVentures III-T, L.P. ("FTVIIIT"). FTVentures is the general partner of FTVIIIT. The Managing Members, who acting by a majority vote of the group, share voting and dispositive power over the limited liability company interest in FTVIIIT held directly by FTVentures and therefore share an indirect beneficial interest in the common stock held directly by FTVIIIT. As such, FTVentures and the Managing Members may be deemed to be the beneficial owner of the shares held directly by FTVIIIT. Each of FTVentures and the Managing Members expressly disclaim beneficial ownership of shares held directly by FTVIIIT, except to the extent of their respective pecuniary interests therein.
Documents
Issuer
CardConnect Corp.
CIK 0001614818
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001614818
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 7:44 PM ET
- Size
- 23.3 KB