4//SEC Filing
Dolan James J. 4
Accession 0001209191-24-001968
CIK 0001708176other
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 8:18 PM ET
Size
15.1 KB
Accession
0001209191-24-001968
Insider Transaction Report
Form 4
Dolan James J.
DirectorChairman and CEO10% Owner
Transactions
- Award
Common Stock
2024-01-17+21,853→ 38,822 total
Holdings
- 444,029(indirect: By LLC)
Warrants
Exercise: $253.11From: 2020-07-31→ Common Stock - 909(indirect: By Spouse)
Common Stock
- 461,684(indirect: By Trust)
Warrants
Exercise: $253.11From: 2020-07-31→ Common Stock - 248,338(indirect: By LLC)
Warrants
Exercise: $253.11From: 2020-07-31→ Common Stock - 43,291(indirect: By Trust)
Common Stock
- 60,000
Warrants
Exercise: $30.81From: 2020-11-18Exp: 2025-11-18→ Common Stock - 985,408
Warrants
Exercise: $253.11From: 2020-07-31→ Common Stock - (indirect: By LLC)
Convertible Notes due 2025
From: 2020-07-01Exp: 2025-03-31→ Common Stock (3,292 underlying)
Footnotes (6)
- [F1]Represents restricted stock units ("RSUs"), which will vest in full on January 17, 2025.
- [F2]Includes (i) 3,462 RSUs granted on July 5, 2023, which will vest in full on January 24, 2024, and (ii) 21,853 RSUs granted on January 17, 2024, which will vest in full on January 17, 2025.
- [F3]The warrants expire on the earlier to occur of July 1, 2025 or upon the redemption date in the event that the Issuer shall fix a date for the redemption of the warrants in accordance with the warrant terms.
- [F4]Each warrant represents the right to purchase 0.064578 shares of the Issuer's common stock.
- [F5]Each warrant represents the right to purchase 0.045435 shares of the Issuer's common stock.
- [F6]The conversion rate is 6.5849 shares of Common Stock per $1,000 principal amount of Convertible Notes due 2025.
Documents
Issuer
Hall of Fame Resort & Entertainment Co
CIK 0001708176
Entity typeother
Related Parties
1- filerCIK 0001575602
Filing Metadata
- Form type
- 4
- Filed
- Jan 18, 7:00 PM ET
- Accepted
- Jan 19, 8:18 PM ET
- Size
- 15.1 KB