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4//SEC Filing

Alder Matthias 4

Accession 0001209191-23-059558

CIK 0001819411other

Filed

Dec 21, 7:00 PM ET

Accepted

Dec 22, 4:17 PM ET

Size

9.3 KB

Accession

0001209191-23-059558

Insider Transaction Report

Form 4
Period: 2023-12-20
Alder Matthias
CHIEF OPERATING OFFICER
Transactions
  • Exercise/Conversion

    Common Stock

    2023-12-20+6375,492 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-12-206377,013 total
    Common Stock (637 underlying)
  • Sale

    Common Stock

    2023-12-21$2.46/sh206$5075,286 total
Footnotes (3)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4602 to $2.485 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]The RSUs vested 25% on September 20, 2023 and the remainder vested or shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Issuer

Gain Therapeutics, Inc.

CIK 0001819411

Entity typeother

Related Parties

1
  • filerCIK 0001370820

Filing Metadata

Form type
4
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 4:17 PM ET
Size
9.3 KB