4//SEC Filing
CD&R Investment Associates IX, Ltd. 4
Accession 0001209191-23-058059
CIK 0001124941other
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 4:30 PM ET
Size
8.2 KB
Accession
0001209191-23-058059
Insider Transaction Report
Form 4
CD&R Investment Associates IX, Ltd.
10% Owner
Transactions
- Sale
Common Stock
2023-12-11$79.73/sh+5,000,000$398,650,000→ 5,218,134 total(indirect: By affiliate)
Footnotes (2)
- [F1]The sale of common stock reported herein may be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Act"), with the Reporting Persons' previously reported purchase of common stock on September 11, 2023. The Reporting Persons previously paid the Issuer voluntary disgorgement of $917,365.58 in connection with the September 11, 2023 purchase of common stock and August 10, 2023 sale of common stock (in accordance with Rule 16b-6(c)(2) under the Act). As the sale price reported herein does not exceed the sale price of the common stock on August 10, 2023, the Reporting Persons have not realized any incremental profit in connection with such short-swing transactions and are not required to pay disgorgement (in accordance with Rule 16b-6(c)(2) under the Act).
- [F2]These securities are owned directly by CD&R Boulder Holdings, L.P. ("CD&R Stockholder"). CD&R Associates IX, Ltd., as the general partner of CD&R Stockholder may be deemed to beneficially own the shares of common stock held by CD&R Stockholder. CD&R Investment Associates IX, Ltd. expressly disclaims beneficial ownership of the shares of common stock held by CD&R Stockholder, except to the extent of its pecuniary interest therein.
Documents
Issuer
BEACON ROOFING SUPPLY INC
CIK 0001124941
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001624514
Filing Metadata
- Form type
- 4
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 4:30 PM ET
- Size
- 8.2 KB