ABBO EDWARD Y 4

4 · C3.ai, Inc. · Filed Sep 19, 2023

Form 4

Period: 2023-09-15

Chief Technology Officer

Transactions

Exercise/Conversion
Class A Common Stock
2023-09-15+83,073→ 733,850 total
Tax Payment
Class A Common Stock
2023-09-15$27.36/sh−44,736$1,223,977→ 689,847 total
Exercise/Conversion
Restricted Stock Units
2023-09-15−75,000→ 825,000 total
→ Class A Common Stock (75,000 underlying)
Exercise/Conversion
Restricted Stock Units
2023-09-15−8,073→ 24,221 total
→ Class A Common Stock (8,073 underlying)

Holdings

Footnotes (7)

[F1]Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
[F2]Includes 733 shares purchased under the Issuer's Employee Stock Purchase Plan on September 15, 2023.
[F3]The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
[F4]The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
[F5]The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
[F6]12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
[F7]6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Documents

1 file