4//SEC Filing
CD&R Investment Associates IX, Ltd. 4
Accession 0001209191-23-049037
CIK 0001124941other
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 7:56 PM ET
Size
8.1 KB
Accession
0001209191-23-049037
Insider Transaction Report
Form 4
CD&R Investment Associates IX, Ltd.
10% Owner
Transactions
- Purchase
Common Stock
2023-09-11$63.59/sh+46,170$2,935,983→ 10,218,134 total(indirect: By affiliate)
Footnotes (2)
- [F1]The purchase of common stock reported herein may be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Act"), with the Reporting Persons' previously reported sales of Series A Cumulative Convertible Participating Preferred Stock (the "Series A Preferred Stock") on July 6, 2023 and common stock on August 10, 2023. In connection with the purchase of common stock reported herein, the Reporting Persons have agreed to pay the Issuer voluntary disgorgement of $917,365.58, representing the full amount of the profit realized in connection with such short-swing transactions (in accordance with Rule 16b-6(c)(2) under the Act).
- [F2]These securities are owned directly by CD&R Boulder Holdings, L.P. ("CD&R Stockholder"). CD&R Associates IX, Ltd., as the general partner of CD&R Stockholder may be deemed to beneficially own the shares of common stock held by CD&R Stockholder. CD&R Investment Associates IX, Ltd. expressly disclaims beneficial ownership of the shares of common stock held by CD&R Stockholder, except to the extent of its pecuniary interest therein.
Documents
Issuer
BEACON ROOFING SUPPLY INC
CIK 0001124941
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001624514
Filing Metadata
- Form type
- 4
- Filed
- Sep 10, 8:00 PM ET
- Accepted
- Sep 11, 7:56 PM ET
- Size
- 8.1 KB