4//SEC Filing
CR Group L.P. 4
Accession 0001209191-23-045243
CIK 0001506928other
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 7:08 PM ET
Size
24.1 KB
Accession
0001209191-23-045243
Insider Transaction Report
Form 4
Avinger IncAVGR
Transactions
- Award
Series E Convertible Preferred Stock
2023-08-04+309.696→ 309.696 total(indirect: By CRG Partners III L.P.)Exercise: $0.71→ Common Stock (432,955.008 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+166.08→ 166.08 total(indirect: By CRG Partners III ? Parallel Fund (A) L.P.)Exercise: $0.71→ Common Stock (233,179.84 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+658.176→ 658.176 total(indirect: By CRG Partners III (Cayman) Lev AIV I L.P.)Exercise: $0.71→ Common Stock (920,130.048 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+53.376→ 53.376 total(indirect: By CRG Partners III (Cayman) Unlev AIV I L.P.)Exercise: $0.71→ Common Stock (74,619.648 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+732.672→ 732.672 total(indirect: By CRG Partners III Parallel Fund (B) (Cayman) L.P.)Exercise: $0.71→ Common Stock (1,024,275.456 underlying)
Transactions
- Award
Series E Convertible Preferred Stock
2023-08-04+166.08→ 166.08 total(indirect: By CRG Partners III ? Parallel Fund (A) L.P.)Exercise: $0.71→ Common Stock (233,179.84 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+732.672→ 732.672 total(indirect: By CRG Partners III Parallel Fund (B) (Cayman) L.P.)Exercise: $0.71→ Common Stock (1,024,275.456 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+53.376→ 53.376 total(indirect: By CRG Partners III (Cayman) Unlev AIV I L.P.)Exercise: $0.71→ Common Stock (74,619.648 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+658.176→ 658.176 total(indirect: By CRG Partners III (Cayman) Lev AIV I L.P.)Exercise: $0.71→ Common Stock (920,130.048 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+309.696→ 309.696 total(indirect: By CRG Partners III L.P.)Exercise: $0.71→ Common Stock (432,955.008 underlying)
Transactions
- Award
Series E Convertible Preferred Stock
2023-08-04+309.696→ 309.696 total(indirect: By CRG Partners III L.P.)Exercise: $0.71→ Common Stock (432,955.008 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+166.08→ 166.08 total(indirect: By CRG Partners III ? Parallel Fund (A) L.P.)Exercise: $0.71→ Common Stock (233,179.84 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+658.176→ 658.176 total(indirect: By CRG Partners III (Cayman) Lev AIV I L.P.)Exercise: $0.71→ Common Stock (920,130.048 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+53.376→ 53.376 total(indirect: By CRG Partners III (Cayman) Unlev AIV I L.P.)Exercise: $0.71→ Common Stock (74,619.648 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+732.672→ 732.672 total(indirect: By CRG Partners III Parallel Fund (B) (Cayman) L.P.)Exercise: $0.71→ Common Stock (1,024,275.456 underlying)
Transactions
- Award
Series E Convertible Preferred Stock
2023-08-04+732.672→ 732.672 total(indirect: By CRG Partners III Parallel Fund (B) (Cayman) L.P.)Exercise: $0.71→ Common Stock (1,024,275.456 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+309.696→ 309.696 total(indirect: By CRG Partners III L.P.)Exercise: $0.71→ Common Stock (432,955.008 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+53.376→ 53.376 total(indirect: By CRG Partners III (Cayman) Unlev AIV I L.P.)Exercise: $0.71→ Common Stock (74,619.648 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+658.176→ 658.176 total(indirect: By CRG Partners III (Cayman) Lev AIV I L.P.)Exercise: $0.71→ Common Stock (920,130.048 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+166.08→ 166.08 total(indirect: By CRG Partners III ? Parallel Fund (A) L.P.)Exercise: $0.71→ Common Stock (233,179.84 underlying)
Capital Royalty L.P.
10% Owner
Transactions
- Award
Series E Convertible Preferred Stock
2023-08-04+658.176→ 658.176 total(indirect: By CRG Partners III (Cayman) Lev AIV I L.P.)Exercise: $0.71→ Common Stock (920,130.048 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+166.08→ 166.08 total(indirect: By CRG Partners III ? Parallel Fund (A) L.P.)Exercise: $0.71→ Common Stock (233,179.84 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+309.696→ 309.696 total(indirect: By CRG Partners III L.P.)Exercise: $0.71→ Common Stock (432,955.008 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+732.672→ 732.672 total(indirect: By CRG Partners III Parallel Fund (B) (Cayman) L.P.)Exercise: $0.71→ Common Stock (1,024,275.456 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+53.376→ 53.376 total(indirect: By CRG Partners III (Cayman) Unlev AIV I L.P.)Exercise: $0.71→ Common Stock (74,619.648 underlying)
CRG Partners III L.P.
10% Owner
Transactions
- Award
Series E Convertible Preferred Stock
2023-08-04+166.08→ 166.08 total(indirect: By CRG Partners III ? Parallel Fund (A) L.P.)Exercise: $0.71→ Common Stock (233,179.84 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+658.176→ 658.176 total(indirect: By CRG Partners III (Cayman) Lev AIV I L.P.)Exercise: $0.71→ Common Stock (920,130.048 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+53.376→ 53.376 total(indirect: By CRG Partners III (Cayman) Unlev AIV I L.P.)Exercise: $0.71→ Common Stock (74,619.648 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+732.672→ 732.672 total(indirect: By CRG Partners III Parallel Fund (B) (Cayman) L.P.)Exercise: $0.71→ Common Stock (1,024,275.456 underlying) - Award
Series E Convertible Preferred Stock
2023-08-04+309.696→ 309.696 total(indirect: By CRG Partners III L.P.)Exercise: $0.71→ Common Stock (432,955.008 underlying)
Footnotes (3)
- [F1]Each share of Series E Convertible Preferred Stock (the "Series E Preferred Stock") has an original issue price of $1,000 per share and is initially convertible into 1,398 shares of Common Stock of the Issuer (the "Common Stock"), subject to customary adjustments for stock dividends and stock splits, pro rata distributions, or the occurrence of a merger, reorganization, or similar transaction. The Series E Preferred Stock is additionally subject to mandatory conversion or redemption upon the occurrence of specified events. Shares of Series E Preferred Stock cannot be converted into Common Stock if the applicable holder would beneficially own in excess of 19.99% of the Issuer's outstanding voting power, unless approved by the Company's stockholders in accordance with Nasdaq Listing Rule 5635(b). The Series E Preferred Stock have no expiration date.
- [F2]Pursuant to that certain Securities Purchase Agreement, dated August 2, 2023, by and among the Issuer, CRG Partners III L.P., CRG Partners III - Parallel Fund "A" L.P., CRG Partners III (Cayman) Unlev AIV I L.P., CRG Partners III (Cayman) Lev AIV I L.P. and CRG Partners III Parallel Fund "B" (Cayman) L.P. (collectively, the "CRG Entities"), the CRG Entities received these shares in exchange for the CRG Entities surrendering for cancellation of certain outstanding debt.
- [F3]CR Group L.P. may be deemed to beneficially own these shares by virtue of its position as the investment manager for the CRG Entities.
Documents
Issuer
Avinger Inc
CIK 0001506928
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001702352
Filing Metadata
- Form type
- 4
- Filed
- Aug 8, 8:00 PM ET
- Accepted
- Aug 9, 7:08 PM ET
- Size
- 24.1 KB