4//SEC Filing
Hull Hans 4
Accession 0001209191-23-044892
CIK 0001746473other
Filed
Aug 6, 8:00 PM ET
Accepted
Aug 7, 8:50 PM ET
Size
20.6 KB
Accession
0001209191-23-044892
Insider Transaction Report
Form 4
Hull Hans
Chief Business Officer
Transactions
- Sale
Common Stock
2023-08-03$20.00/sh−13,069$261,380→ 206,114 total - Sale
Common Stock
2023-08-03$20.00/sh+1,800$36,000→ 206,114 total - Exercise/Conversion
Common Stock
2023-08-03$2.08/sh+1,800$3,744→ 207,914 total - Exercise/Conversion
Common Stock
2023-08-04$2.08/sh+8,791$18,285→ 214,905 total - Sale
Common Stock
2023-08-04$20.01/sh−20,050$401,201→ 194,855 total - Exercise/Conversion
Common Stock (Right to Buy)
2023-08-03−1,800→ 40,158 totalExercise: $2.08Exp: 2028-03-31→ Common Stock (1,800 underlying) - Exercise/Conversion
Common Stock (Right to Buy)
2023-08-04−8,791→ 31,367 totalExercise: $2.08Exp: 2028-03-31→ Common Stock (8,791 underlying)
Holdings
- 3,821(indirect: See footnote)
Common Stock
- 13,985(indirect: See footnote)
Common Stock
- 13,985(indirect: See footnote)
Common Stock
Footnotes (7)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 3, 2023.
- [F2]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.01, inclusive. The Reporting Person undertakes to provide Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- [F3]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.08, inclusive. The Reporting Person undertakes to provide Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- [F4]The shares are held by The Sloger Hull Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.
- [F5]The shares are held by a trust for the Reporting Person's minor child ("Child A Trust"). The Reporting Person and his spouse serve as trustees for Child A Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F6]The shares are held by a trust for the Reporting Person's minor child ("Child B Trust"). The Reporting Person and his spouse serve as trustees for Child B Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F7]On January 24, 2019, the Reporting Person was granted stock options, the vesting of which was subject to the achievement of pre-established performance criteria which were achieved, and all of which were subject to the Reporting Person's continuous service to the Issuer.
Documents
Issuer
PLIANT THERAPEUTICS, INC.
CIK 0001746473
Entity typeother
Related Parties
1- filerCIK 0001614876
Filing Metadata
- Form type
- 4
- Filed
- Aug 6, 8:00 PM ET
- Accepted
- Aug 7, 8:50 PM ET
- Size
- 20.6 KB