Home/Filings/4/0001209191-23-044193
4//SEC Filing

FRIEDMAN ADENA T 4

Accession 0001209191-23-044193

CIK 0001120193other

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 4:12 PM ET

Size

9.7 KB

Accession

0001209191-23-044193

Insider Transaction Report

Form 4
Period: 2023-07-31
FRIEDMAN ADENA T
DirectorChair and CEO
Transactions
  • Purchase

    Common Stock, par value $0.01 per share

    2023-07-31$51.00/sh+10,000$510,0001,672,318 total
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: By Trust)
    73,500
  • Common Stock, par value $0.01 per share

    (indirect: By Trust)
    73,500
  • Employee Stock Option (Right to Buy)

    Exercise: $22.22Exp: 2027-01-03Common Stock (806,451 underlying)
    806,451
  • Employee Stock Option (Right to Buy)

    Exercise: $67.48Exp: 2032-01-03Common Stock (306,936 underlying)
    306,936
Footnotes (4)
  • [F1]Represents (i) 404,213 shares or units of restricted stock, of which 270,820 are vested, (ii) 1,154,752 vested shares underlying PSUs, (iii) 10,000 shares of common stock acquired through open market purchases and (iv) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.
  • [F2]Reflects shares gifted for estate planning purposes to a family trust for the benefit of the reporting person's child, of which the reporting person's spouse is the trustee and the reporting person's brother is the investment advisor.
  • [F3]The option vests on January 3, 2027.
  • [F4]Options exercisable.

Issuer

NASDAQ, INC.

CIK 0001120193

Entity typeother

Related Parties

1
  • filerCIK 0001240169

Filing Metadata

Form type
4
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 4:12 PM ET
Size
9.7 KB