MCFARLAND KATHARINA G. 4
4 · Transphorm, Inc. · Filed Jul 25, 2023
Insider Transaction Report
Form 4
Transphorm, Inc.TGAN
MCFARLAND KATHARINA G.
Director
Transactions
- Exercise/Conversion
Subscription Rights (right to buy)
2023-07-21−19,687→ 0 totalExercise: $3.30From: 2023-06-26Exp: 2023-07-21→ Common Stock (3,014 underlying) - Exercise/Conversion
Common Stock
2023-07-21$3.30/sh+3,014$9,946→ 38,014 total
Footnotes (1)
- [F1]Represents Issuer common stock acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering to stockholders of record on June 26, 2023, as described in the Issuer's prospectus supplement dated July 5, 2023 and the accompanying base prospectus.