4//SEC Filing
Dolan James J. 4
Accession 0001209191-23-041717
CIK 0001708176other
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 9:14 PM ET
Size
14.8 KB
Accession
0001209191-23-041717
Insider Transaction Report
Form 4
Dolan James J.
DirectorChairman and CEO10% Owner
Transactions
- Award
Common Stock
2023-07-05+3,462→ 15,853 total
Holdings
- 909(indirect: By Spouse)
Common Stock
- 43,291(indirect: By Trust)
Common Stock
- 60,000
Warrants
Exercise: $30.81From: 2020-11-18Exp: 2025-11-18→ Common Stock - 444,029(indirect: By LLC)
Warrants
Exercise: $253.11From: 2020-07-31→ Common Stock - (indirect: By LLC)
Convertible Notes due 2025
From: 2020-07-01Exp: 2025-03-31→ Common Stock (3,292 underlying) - 985,408
Warrants
Exercise: $253.11From: 2020-07-31→ Common Stock - 461,684(indirect: By Trust)
Warrants
Exercise: $253.11From: 2020-07-31→ Common Stock - 248,338(indirect: By LLC)
Warrants
Exercise: $253.11From: 2020-07-31→ Common Stock
Footnotes (6)
- [F1]Represents restricted stock units, which will vest in full on January 24, 2024.
- [F2]Includes 3,462 restricted stock units, which will vest in full on January 24, 2024.
- [F3]The warrants expire on the earlier to occur of July 1, 2025 or upon the redemption date in the event that the Issuer shall fix a date for the redemption of the warrants in accordance with the warrant terms.
- [F4]Each warrant represents the right to purchase 0.064578 shares of the Issuer's common stock.
- [F5]Each warrant represents the right to purchase 0.045435 shares of the Issuer's common stock.
- [F6]The conversion rate is 6.5849 shares of Common Stock per $1,000 principal amount of Convertible Notes due 2025.
Documents
Issuer
Hall of Fame Resort & Entertainment Co
CIK 0001708176
Entity typeother
Related Parties
1- filerCIK 0001575602
Filing Metadata
- Form type
- 4
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 9:14 PM ET
- Size
- 14.8 KB