C3.ai, Inc.·4

Jun 20, 7:39 PM ET

Behzadi Houman 4

4 · C3.ai, Inc. · Filed Jun 20, 2023

Insider Transaction Report

Form 4
Period: 2023-06-15
Behzadi Houman
Chief Product Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2023-06-158,07432,294 total
    Class A Common Stock (8,074 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2023-06-1575,000900,000 total
    Class A Common Stock (75,000 underlying)
  • Tax Payment

    Class A Common Stock

    2023-06-15$46.37/sh44,736$2,074,408430,814 total
  • Exercise/Conversion

    Class A Common Stock

    2023-06-15+83,074475,550 total
Footnotes (3)
  • [F1]Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
  • [F2]12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
  • [F3]6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION