Home/Filings/4/0001209191-23-022688
4//SEC Filing

Hirsch Jeffrey K. 4

Accession 0001209191-23-022688

CIK 0001422930other

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 4:17 PM ET

Size

17.9 KB

Accession

0001209191-23-022688

Insider Transaction Report

Form 4
Period: 2023-03-31
Hirsch Jeffrey K.
Chief Commercial Officer
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2023-04-01+2,90311,871 total
  • Sale

    Class A Common Stock

    2023-04-03$13.70/sh3,683$50,46013,784 total
  • Exercise/Conversion

    Class A Common Stock

    2023-03-31+1,3068,968 total
  • Exercise/Conversion

    Class A Common Stock

    2023-04-01+5,59617,467 total
  • Exercise/Conversion

    Restricted Stock Unit

    2023-04-012,90331,841 total
    Exercise: $0.00Class A Common Stock (2,903 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2023-03-311,3069,144 total
    Exercise: $0.00Class A Common Stock (1,306 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2023-04-015,59683,941 total
    Exercise: $0.00Class A Common Stock (5,596 underlying)
Footnotes (7)
  • [F1]The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.48 to $13.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  • [F3]Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.
  • [F4]The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
  • [F5]RSUs do not expire; they either vest or are canceled prior to the vesting date.
  • [F6]The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
  • [F7]The RSUs vest as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Issuer

PubMatic, Inc.

CIK 0001422930

Entity typeother

Related Parties

1
  • filerCIK 0001834185

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 4:17 PM ET
Size
17.9 KB