4//SEC Filing
Haley Daniel P 4
Accession 0001209191-22-054012
CIK 0001569345other
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 7:20 PM ET
Size
14.5 KB
Accession
0001209191-22-054012
Insider Transaction Report
Form 4
Haley Daniel P
General Counsel and Corp. Sec.
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2022-10-17−40,000→ 285,083 totalExercise: $4.25Exp: 2029-09-04→ Class B Common Stock (40,000 underlying) - Conversion
Class A Common Stock
2022-10-17+40,000→ 140,000 total - Sale
Class A Common Stock
2022-10-17$8.97/sh−40,000$358,800→ 100,000 total - Exercise/Conversion
Class B Common Stock
2022-10-17$4.25/sh+40,000$170,000→ 182,291 total→ Class A Common Stock (40,000 underlying) - Conversion
Class B Common Stock
2022-10-17−40,000→ 142,291 total→ Class A Common Stock (40,000 underlying)
Footnotes (4)
- [F1]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
- [F2]This exercise and subsequent sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.71 to $9.07 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]One fourth (1/4th) of the shares subject to the option award vested on September 3, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
Documents
Issuer
Sprinklr, Inc.
CIK 0001569345
Entity typeother
Related Parties
1- filerCIK 0001653709
Filing Metadata
- Form type
- 4
- Filed
- Oct 17, 8:00 PM ET
- Accepted
- Oct 18, 7:20 PM ET
- Size
- 14.5 KB