4//SEC Filing
GROSSMAN JONAS 4
Accession 0001209191-22-051192
CIK 0001822145other
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 8:45 PM ET
Size
12.7 KB
Accession
0001209191-22-051192
Insider Transaction Report
Form 4
GROSSMAN JONAS
Director10% Owner
Transactions
- Award
Common Stock
2022-09-21+350,000→ 350,000 total(indirect: See Footnote) - Sale
Common Stock
2022-09-21$0.01/sh−369,703$2,218→ 1,123,922 total(indirect: See Footnote) - Other
Warrants to Purchase Common Stock
2022-09-21−166,650→ 2,058,350 total(indirect: See Footnote)Exercise: $11.50From: 2022-09-21Exp: 2027-09-21→ Common Stock (166,650 underlying) - Other
Warrants to Purchase Common Stock
2022-09-21−183,315→ 1,875,035 total(indirect: See Footnote)Exercise: $11.50From: 2022-09-21Exp: 2027-09-21→ Common Stock (183,315 underlying)
Footnotes (5)
- [F1]Represent securities held directly by Chardan International Investments, LLC, for which Jonas Grossman is the managing member.
- [F2]Represent shares received in connection with the closing of the Business Combination on September 21, 2022 (as defined in the Agreement and Plan of Merger, dated as of November 10, 2021, as further amended, by and among Ventoux CCM Acquisition Corp., a Delaware corporation ("VTAQ"), Ventoux Merger Sub I Inc., a Delaware corporation and a direct, wholly-owned subsidiary of VTAQ, Ventoux Merger Sub II, LLC, a Delaware limited liability company and a direct, wholly-owned subsidiary of VTAQ, and E La Carte, Inc., a Delaware corporation (d/b/a Presto, Inc.)), in satisfaction of certain underwriting fees owed to Chardan Capital Markets LLC.
- [F3]Represent securities held directly by Chardan Capital Markets LLC, for which Jonas Grossman is the managing member.
- [F4]Represent warrants transferred for no monetary consideration as inducement in connection with the closing of the Business Combination on September 21, 2022.
- [F5]Represent warrants cancelled for no monetary consideration as inducement in connection with the closing of the Business Combination on September 21, 2022.
Documents
Issuer
Presto Automation Inc.
CIK 0001822145
Entity typeother
Related Parties
1- filerCIK 0001423905
Filing Metadata
- Form type
- 4
- Filed
- Sep 22, 8:00 PM ET
- Accepted
- Sep 23, 8:45 PM ET
- Size
- 12.7 KB