HEFNER ROBERT A III 5

Accession 0001209191-22-048161

CIK 0000315131other

View on SEC.gov Company Profile

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 5:32 PM ET

Size

52.4 KB

Accession

0001209191-22-048161

Insider Transaction Report

Form 5

Period: 2021-09-30

PHX MINERALS INC.PHX

GHK Royalty LLC

10% Owner

Transactions

Sale
Common Stock
2021-09-01$2.52/sh−2,800$7,042→ 3,319,041 total
Purchase
Common Stock
2021-01-25$2.93/sh+15,823$46,298→ 861,528 total
Purchase
Common Stock
2021-01-27$3.00/sh+25,713$77,216→ 887,241 total
Sale
Common Stock
2021-04-08$2.82/sh−18,000$50,760→ 282,000 total
Sale
Common Stock
2021-08-12$2.94/sh−5,386$15,813→ 3,323,237 total
Sale
Common Stock
2021-08-09$2.97/sh−82,274$244,683→ 3,349,457 total
Purchase
Common Stock
2020-12-17$2.03/sh+55,033$111,662→ 845,705 total
Sale
Common Stock
2021-09-02$2.45/sh−38,022$93,192→ 3,281,019 total
Sale
Common Stock
2021-08-05$2.99/sh−13,615$40,682→ 3,451,798 total
Sale
Common Stock
2021-04-09$2.78/sh−31,400$87,323→ 250,600 total
Sale
Common Stock
2021-08-06$2.97/sh−20,067$59,539→ 3,431,731 total
Purchase
Common Stock
2020-12-16$2.01/sh+6,777$13,601→ 790,672 total
Sale
Common Stock
2021-08-13$2.91/sh−1,396$4,068→ 3,321,841 total
Sale
Common Stock
2021-09-06$2.47/sh−105,670$260,582→ 3,118,922 total
Other
Common Stock
2021-03-02+1,700,000→ 3,587,241 total
Sale
Common Stock
2021-08-03$3.00/sh−87,423$262,094→ 3,499,818 total
Sale
Common Stock
2021-08-11$2.94/sh−16,978$49,983→ 3,328,623 total
Sale
Common Stock
2021-09-03$2.47/sh−56,427$139,318→ 3,224,592 total
Purchase
Common Stock
2020-12-03$1.78/sh+13,664$24,308→ 691,459 total
Purchase
Common Stock
2020-12-10$2.03/sh+6,100$12,383→ 783,895 total
Sale
Common Stock
2021-08-10$2.96/sh−3,856$11,406→ 3,345,601 total
Purchase
Common Stock
2020-12-04$2.05/sh+86,336$176,816→ 777,795 total
Other
Common Stock
2021-02-01+1,000,000→ 1,887,241 total
Sale
Common Stock
2021-08-23$2.50/sh−12,700$31,750→ 89,633 total
Sale
Common Stock
2021-08-04$2.97/sh−34,405$102,217→ 3,465,413 total
Sale
Common Stock
2021-04-12$2.62/sh−9,571$25,095→ 241,029 total
Other
Common Stock
2021-05-13−150,000→ 91,029 total

HEFNER ROBERT A III

10% Owner

Transactions

Sale
Common Stock
2021-09-01$2.52/sh−2,800$7,042→ 3,319,041 total
Sale
Common Stock
2021-08-04$2.97/sh−34,405$102,217→ 3,465,413 total
Sale
Common Stock
2021-08-11$2.94/sh−16,978$49,983→ 3,328,623 total
Purchase
Common Stock
2020-12-16$2.01/sh+6,777$13,601→ 790,672 total
Sale
Common Stock
2021-04-09$2.78/sh−31,400$87,323→ 250,600 total
Other
Common Stock
2021-03-02+1,700,000→ 3,587,241 total
Sale
Common Stock
2021-08-09$2.97/sh−82,274$244,683→ 3,349,457 total
Sale
Common Stock
2021-08-23$2.50/sh−12,700$31,750→ 89,633 total
Sale
Common Stock
2021-09-06$2.47/sh−105,670$260,582→ 3,118,922 total
Sale
Common Stock
2021-04-08$2.82/sh−18,000$50,760→ 282,000 total
Sale
Common Stock
2021-08-13$2.91/sh−1,396$4,068→ 3,321,841 total
Purchase
Common Stock
2020-12-03$1.78/sh+13,664$24,308→ 691,459 total
Purchase
Common Stock
2020-12-04$2.05/sh+86,336$176,816→ 777,795 total
Sale
Common Stock
2021-09-02$2.45/sh−38,022$93,192→ 3,281,019 total
Purchase
Common Stock
2020-12-17$2.03/sh+55,033$111,662→ 845,705 total
Sale
Common Stock
2021-08-03$3.00/sh−87,423$262,094→ 3,499,818 total
Sale
Common Stock
2021-08-06$2.97/sh−20,067$59,539→ 3,431,731 total
Sale
Common Stock
2021-08-12$2.94/sh−5,386$15,813→ 3,323,237 total
Purchase
Common Stock
2020-12-10$2.03/sh+6,100$12,383→ 783,895 total
Purchase
Common Stock
2021-01-25$2.93/sh+15,823$46,298→ 861,528 total
Purchase
Common Stock
2021-01-27$3.00/sh+25,713$77,216→ 887,241 total
Sale
Common Stock
2021-04-12$2.62/sh−9,571$25,095→ 241,029 total
Other
Common Stock
2021-05-13−150,000→ 91,029 total
Other
Common Stock
2021-02-01+1,000,000→ 1,887,241 total
Sale
Common Stock
2021-08-10$2.96/sh−3,856$11,406→ 3,345,601 total
Sale
Common Stock
2021-09-03$2.47/sh−56,427$139,318→ 3,224,592 total
Sale
Common Stock
2021-08-05$2.99/sh−13,615$40,682→ 3,451,798 total

Footnotes (7)

[F1]These shares are owned directly by Mr. Hefner.
[F2]These transactions represent distributions from GHK Royalty LLC to Mr. Hefner for no consideration. Mr. Hefner is the 100% owner of GHK Royalty LLC and these transactions represent a mere change in form of ownership for Mr. Hefner.
[F3]These shares are owned directly by GHK Royalty LLC. Mr. Hefner indirectly owns these shares as a manager and 100% owner of GHK Royalty LLC.
[F4]The Reporting Person's sale on April 8, 2021 was matchable under Section 16(b) of the Exchange Act with purchases on made December 3, 2020 and December 16, 2020. The Reporting Person remitted $17,749.39 to the Issuer prior to the filing of this Form 5, representing the full amount of profit realized on the short-swing transaction.
[F5]The Reporting Person's sale on April 9, 2021 was matchable under Section 16(b) of the Exchange Act with purchases made on December 16, 2020 and December 17, 2020. The Reporting Person remitted $23,666.50 to the Issuer prior to the filing of this Form 5, representing the full amount of profit realized on the short-swing transaction.
[F6]The Reporting Person's sale on April 12, 2021 was matchable under Section 16(b) of the Exchange Act with the purchase made December 17, 2020. The Reporting Person paid $5,675.60 to the Issuer on May 26, 2022, representing the full amount of profit realized on the short-swing transaction.
[F7]The Reporting Person transferred shares to a non-affiliated employee.

Documents

1 file

5
doc5.xmlPrimary
FORM 5 SUBMISSION

Issuer

PHX MINERALS INC.

CIK 0000315131

→

Entity typeother

Related Parties

filerCIK 0001085946

Filing Metadata

Form type: 5
Filed: Aug 30, 8:00 PM ET
Accepted: Aug 31, 5:32 PM ET
Size: 52.4 KB

View on SEC.gov