4//SEC Filing
Gupta Nina 4
Accession 0001209191-22-048115
CIK 0001570827other
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 4:03 PM ET
Size
22.0 KB
Accession
0001209191-22-048115
Insider Transaction Report
Form 4
Gupta Nina
Chief Legal Officer
Transactions
- Exercise/Conversion
Common Stock
2022-08-30$8.09/sh+72,997$590,546→ 207,657 total - Exercise/Conversion
Stock Option (right to buy)
2022-08-30−14,803→ 0 totalExercise: $13.52Exp: 2027-07-31→ Common Stock (14,803 underlying) - Exercise/Conversion
Common Stock
2022-08-30$13.52/sh+14,803$200,137→ 240,963 total - Tax Payment
Common Stock
2022-08-30$27.15/sh−85,363$2,317,605→ 173,119 total - Exercise/Conversion
Stock Option (right to buy)
2022-08-30−18,503→ 0 totalExercise: $13.52Exp: 2027-03-10→ Common Stock (18,503 underlying) - Exercise/Conversion
Stock Option (right to buy)
2022-08-30−17,519→ 0 totalExercise: $14.27Exp: 2028-01-01→ Common Stock (17,519 underlying) - Exercise/Conversion
Common Stock
2022-08-30$13.52/sh+18,503$250,161→ 226,160 total - Exercise/Conversion
Common Stock
2022-08-30$14.27/sh+17,519$249,996→ 258,482 total - Exercise/Conversion
Stock Option (right to buy)
2022-08-30−72,997→ 0 totalExercise: $8.09Exp: 2026-07-29→ Common Stock (72,997 underlying)
Footnotes (5)
- [F1]Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on August 30, 2022. The net settlement price was the closing stock price on August 30, 2022.
- [F2]On July 29, 2016, the reporting person was granted an option to purchase 72,997 shares of Common Stock. As reported on the reporting person's Form 3 filed with the Securities and Exchange Commission on February 7, 2018, as amended May 2, 2018 (the "Form 3"), 63,874 of the shares have vested or will vest based on the passage of time. The remaining 9,123 shares vest based on the satisfaction of certain performance criteria, which were reported as met for 3,284 shares on April 30, 2018, 3,284 shares on August 31, 2019 and 2,555 shares on September 22, 2019, when the Company determined that the performance criteria related to such shares had been satisfied.
- [F3]On March 10, 2017, the reporting person was granted an option to purchase 18,503 shares of Common Stock. As reported on the Form 3, 16,192 of the shares have vested or will vest based on the passage of time. The remaining 2,311 shares vest based on the satisfaction of certain performance criteria, which were reported as met for 832 shares on April 30, 2018, 832 shares on August 31, 2019 and 647 shares on September 22, 2019, when the Company determined that the performance criteria related to such shares had been satisfied.
- [F4]On July 31, 2017, the reporting person was granted an option to purchase 14,803 shares of Common Stock. As reported on the Form 3, 12,954 of the shares have vested or will vest based on the passage of time. The remaining 1,849 shares vest based on the satisfaction of certain performance criteria, which were reported as met for 666 shares on April 30, 2018, 666 shares on August 31, 2019 and 517 shares on September 22, 2019, when the Company determined that the performance criteria related to such shares had been satisfied.
- [F5]On January 1, 2018, the reporting person was granted an option to purchase 17,519 shares of Common Stock. As reported on the Form 3, 10,512 of the shares have vested or will vest based on the passage of time. The remaining 7,007 shares vest based on the satisfaction of certain performance criteria, which were reported as met for 2,336 shares on April 30, 2018, 2,336 shares on August 31, 2019 and 2,335 shares on September 22, 2019, when the Company determined that the performance criteria related to such shares had been satisfied.
Documents
Issuer
Victory Capital Holdings, Inc.
CIK 0001570827
Entity typeother
Related Parties
1- filerCIK 0001729988
Filing Metadata
- Form type
- 4
- Filed
- Aug 30, 8:00 PM ET
- Accepted
- Aug 31, 4:03 PM ET
- Size
- 22.0 KB