4//SEC Filing
Kwan Rudolf 4
Accession 0001209191-22-045863
CIK 0001300699other
Filed
Aug 14, 8:00 PM ET
Accepted
Aug 15, 6:32 PM ET
Size
25.6 KB
Accession
0001209191-22-045863
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
Kwan Rudolf
EVP, Chief Medical Officer
Transactions
- Exercise/Conversion
Common Stock
2022-08-03+17,500→ 295,312 total - Tax Payment
Common Stock
2022-08-03$0.58/sh−4,262$2,475→ 291,050 total - Award
Common Stock
2022-08-12$0.52/sh+9,423$4,900→ 300,473 total - Exercise/Conversion
Restricted Stock Units
2022-08-03+17,500→ 52,500 total→ Common Stock (17,500 underlying)
Holdings
- 96,000
Stock Option (Right to Buy)
Exercise: $4.55From: 2016-01-02Exp: 2023-01-02→ Common Stock (96,000 underlying) - 48,000
Stock Option (Right to Buy)
Exercise: $4.55From: 2018-05-13Exp: 2023-05-13→ Common Stock (48,000 underlying) - 120,000
Stock Option (Right to Buy)
Exercise: $4.55From: 2018-02-12Exp: 2024-02-12→ Common Stock (120,000 underlying) - 48,000
Stock Option (Right to Buy)
Exercise: $4.55From: 2017-06-12Exp: 2024-06-12→ Common Stock (48,000 underlying) - 200,000
Stock Option (Right to Buy)
Exercise: $5.50From: 2018-12-16Exp: 2024-12-16→ Common Stock (200,000 underlying) - 120,000
Stock Option (Right to Buy)
Exercise: $7.50From: 2019-05-22Exp: 2025-05-22→ Common Stock (120,000 underlying) - 140,000
Stock Option (Right to Buy)
Exercise: $11.00From: 2020-06-13Exp: 2027-06-13→ Common Stock (140,000 underlying) - 120,000
Stock Option (Right to Buy)
Exercise: $17.30From: 2022-03-27Exp: 2028-03-27→ Common Stock (120,000 underlying) - 120,000
Stock Option (Right to Buy)
Exercise: $13.17Exp: 2029-02-28→ Common Stock (120,000 underlying) - 140,000
Stock Option (Right to Buy)
Exercise: $12.45Exp: 2030-06-05→ Common Stock (140,000 underlying) - 70,000
Stock Option (Right to Buy)
Exercise: $3.80Exp: 2031-08-03→ Common Stock (70,000 underlying) - 75,000
Stock Option (Right to Buy)
Exercise: $0.67Exp: 2032-07-20→ Common Stock (75,000 underlying)
Footnotes (7)
- [F1]Each restricted stock unit represents a contingent right to receive one share of stock.
- [F2]Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
- [F3]This option vests in four equal annual installments beginning on February 28, 2020.
- [F4]This option vests in four equal annual installments beginning on June 5, 2021.
- [F5]The option vests in four equal annual installments beginning on August 3, 2022.
- [F6]The restricted stock units vest in four equal annual installments beginning on August 3, 2022.
- [F7]This option vests in four equal annual installments beginning on July 20, 2023.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001708965
Filing Metadata
- Form type
- 4
- Filed
- Aug 14, 8:00 PM ET
- Accepted
- Aug 15, 6:32 PM ET
- Size
- 25.6 KB