4//SEC Filing
Hansen Carrie E. 4
Accession 0001209191-22-036174
CIK 0001591587other
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 8:47 PM ET
Size
14.2 KB
Accession
0001209191-22-036174
Insider Transaction Report
Form 4
Hansen Carrie E.
EVP, Chief Operating Officer
Transactions
- Award
Common Stock
2022-06-08+19,297→ 125,435 total - Award
Stock Appreciation Right
2022-06-08+82,703→ 82,703 totalExercise: $20.92Exp: 2032-06-08→ Common Stock (82,703 underlying) - Sale
Common Stock
2022-06-09$20.00/sh−1,585$31,700→ 123,850 total - Sale
Common Stock
2022-06-10$19.06/sh−877$16,716→ 122,973 total
Footnotes (3)
- [F1]Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the issuer.
- [F2]Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
- [F3]The stock appreciation right vests in four equal annual installments on the first four anniversaries of the date of grant.
Documents
Issuer
AssetMark Financial Holdings, Inc.
CIK 0001591587
Entity typeother
Related Parties
1- filerCIK 0001782584
Filing Metadata
- Form type
- 4
- Filed
- Jun 9, 8:00 PM ET
- Accepted
- Jun 10, 8:47 PM ET
- Size
- 14.2 KB