4//SEC Filing
Dewhurst E.H. 4
Accession 0001209191-22-033423
CIK 0001380846other
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 2:12 PM ET
Size
12.8 KB
Accession
0001209191-22-033423
Insider Transaction Report
Form 4
Dewhurst E.H.
Director
Transactions
- Disposition to Issuer
Common Stock
2022-06-01−28,427→ 0 total - Disposition to Issuer
Common Stock
2022-06-01−9,000→ 0 total - Disposition to Issuer
Stock Options (Right to Buy)
2022-06-01−6,000→ 0 totalExercise: $10.25Exp: 2022-12-31→ Common Stock (6,000 underlying) - Disposition to Issuer
Stock Options (Right to Buy)
2022-06-01−6,000→ 0 totalExercise: $11.78Exp: 2023-12-13→ Common Stock (6,000 underlying)
Footnotes (6)
- [F1]Disposed of upon completion of the merger (the "Merger") of Macaroon One LLC, a wholly owned subsidiary of Raymond James Financial, Inc. ("RJF"), with and into the Issuer, effective June 1, 2022. Pursuant to the Agreement and Plan of Merger, dated as of October 20, 2021, by and among the Issuer, RJF, Macaroon One LLC and Macaroon Two LLC (the "Merger Agreement"), upon completion of the Merger, each outstanding share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49.
- [F2]Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding restricted share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49.
- [F3]3,000 of these options vested and became exercisable on or about 6/30/2015, and the remaining 3,000 options vested and became exercisable on 12/31/2017.
- [F4]This option was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $114,317 which is the product (rounded down to the nearest whole number) of 6,000 option shares and i) $29.3029 minus ii) $10.25 (the exercise price of the options).
- [F5]3,000 of these options vested and became exercisable on 6/13/2016, and the remainder vested and became exercisable on 12/13/2018.
- [F6]This option was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $105,137 which is the product (rounded down to the nearest whole number) of 6,000 option shares and i) $29.3029 minus ii) $11.78 (the exercise price of the options).
Documents
Issuer
TriState Capital Holdings, Inc.
CIK 0001380846
Entity typeother
Related Parties
1- filerCIK 0001575622
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 2:12 PM ET
- Size
- 12.8 KB