4//SEC Filing
Demas David J 4
Accession 0001209191-22-033422
CIK 0001380846other
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 2:10 PM ET
Size
18.2 KB
Accession
0001209191-22-033422
Insider Transaction Report
Form 4
Demas David J
Chief Financial Officer
Transactions
- Disposition to Issuer
Common Stock
2022-06-01−27,850→ 0 total - Disposition to Issuer
Common Stock
2022-06-01−49,217→ 0 total - Disposition to Issuer
Depositary Shares - Series A
2022-06-01−2,450→ 0 total - Disposition to Issuer
Common Stock
2022-06-01−8,000→ 0 total(indirect: By IRA) - Disposition to Issuer
Depositary Shares - Series A
2022-06-01−1,000→ 0 total(indirect: By IRA) - Disposition to Issuer
Depositary Shares - Series B
2022-06-01−1,100→ 0 total(indirect: By IRA) - Disposition to Issuer
Common Stock
2022-06-01−3,000→ 0 total - Disposition to Issuer
Common Stock
2022-06-01−3,200→ 0 total(indirect: By IRA)
Footnotes (6)
- [F1]Disposed of upon completion of the merger (the "Merger") of Macaroon One LLC, a wholly owned subsidiary of Raymond James Financial, Inc. ("RJF"), with and into the Issuer, effective June 1, 2022. Pursuant to the Agreement and Plan of Merger, dated as of October 20, 2021, by and among the Issuer, RJF, Macaroon One LLC and Macaroon Two LLC (the "Merger Agreement"), upon completion of the Merger, each outstanding share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49.
- [F2]Converted pursuant to the Merger Agreement into 15,458 shares of restricted stock of RJF having the same terms and conditions as the corresponding restricted stock award of the Issuer.
- [F3]Shares held jointly by the Reporting person and his spouse.
- [F4]Shannon L Hungerford is the Reporting person's spouse.
- [F5]Pursuant to the Merger Agreement, each depository share of the Issuer representing a 1/40th interest in a share of the Issuer's 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock was converted into a depositary share of RJF representing a 1/40th interest in a share of the corresponding newly issued series of RJF preferred stock.
- [F6]Pursuant to the Merger Agreement, each depository share of the Issuer representing a 1/40th interest in a share of the Issuer's 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock was converted into a depositary share of RJF representing a 1/40th interest in a share of the corresponding newly issued series of RJF preferred stock.
Documents
Issuer
TriState Capital Holdings, Inc.
CIK 0001380846
Entity typeother
Related Parties
1- filerCIK 0001726123
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 2:10 PM ET
- Size
- 18.2 KB