4//SEC Filing
Rojas Alejandro 4
Accession 0001209191-22-019137
CIK 0001603978other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 2:22 PM ET
Size
18.6 KB
Accession
0001209191-22-019137
Insider Transaction Report
Form 4
Rojas Alejandro
See Remarks
Transactions
- Award
Common Stock
2022-03-14+6,250→ 6,250 total - Award
Options to Purchase Common Stock
2022-03-14+16,407→ 16,407 totalExercise: $1.52From: 2025-03-14Exp: 2032-03-14→ Common Stock (16,407 underlying)
Holdings
- 12,176
Common Stock
- 6,667
Options to Purchase Common Stock
Exercise: $23.40From: 2017-01-20Exp: 2024-01-20→ Common Stock (6,667 underlying) - 30,000
Options to Purchase Common Stock
Exercise: $2.22From: 2020-04-30Exp: 2029-04-30→ Common Stock (30,000 underlying) - 6,000
Options to Purchase Common Stock
Exercise: $14.20From: 2020-02-27Exp: 2027-04-21→ Common Stock (6,000 underlying) - 30,303
Options to Purchase Common Stock
Exercise: $2.50From: 2019-02-27Exp: 2028-02-27→ Common Stock (30,303 underlying) - 10,654
Options to Purchase Common Stock
Exercise: $1.88From: 2023-03-12Exp: 2030-03-12→ Common Stock (10,654 underlying) - 3,070
Options to Purchase Common Stock
Exercise: $6.72From: 2024-03-10Exp: 2031-03-10→ Common Stock (3,070 underlying) - 3,508
Common Stock
Footnotes (12)
- [F1]Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
- [F10]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
- [F11]Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
- [F12]Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
- [F2]Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
- [F3]Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
- [F4]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
- [F5]Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F6]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
- [F7]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F8]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F9]Options to purchase common stock were granted on 4/30/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Documents
Issuer
AquaBounty Technologies, Inc.
CIK 0001603978
Entity typeother
Related Parties
1- filerCIK 0001619142
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 2:22 PM ET
- Size
- 18.6 KB