4//SEC Filing
Gottfried Randy 4
Accession 0001209191-22-010437
CIK 0001544522other
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 8:40 PM ET
Size
19.0 KB
Accession
0001209191-22-010437
Insider Transaction Report
Form 4
Freshworks Inc.FRSH
Gottfried Randy
Director
Transactions
- Conversion
Class A Common Stock
2022-02-14+112,500→ 112,500 total - Sale
Class A Common Stock
2022-02-14$20.37/sh−105,391$2,146,815→ 5,409 total - Sale
Class A Common Stock
2022-02-14$19.11/sh−1,700$32,487→ 110,800 total - Sale
Class A Common Stock
2022-02-14$21.00/sh−5,409$113,589→ 0 total - Exercise/Conversion
Restricted Stock Units
2022-02-14−247,500→ 112,500 totalExp: 2028-11-01→ Class B Common Stock (247,500 underlying) - Exercise/Conversion
Class B Common Stock
2022-02-14+247,500→ 247,500 total→ Class A Common Stock (247,500 underlying) - Conversion
Class B Common Stock
2022-02-14−112,500→ 135,000 total→ Class A Common Stock (112,500 underlying)
Footnotes (7)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 to $19.76 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.97 to $20.96 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- [F4]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.97 to $21.11 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- [F5]Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.
- [F6]The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit (RSU) award granted to the Reporting Person. The RSU shall vest as follows: 1/4th of the shares subject to the RSU vest on the first anniversary of October 9, 2018, and the remaining shares will vest in equal installments every six months thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.
- [F7]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.
Documents
Issuer
Freshworks Inc.
CIK 0001544522
Entity typeother
Related Parties
1- filerCIK 0001366000
Filing Metadata
- Form type
- 4
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 8:40 PM ET
- Size
- 19.0 KB