5//SEC Filing
HA DAISY Y 5
Accession 0001209191-22-008932
CIK 0001128361other
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 5:22 PM ET
Size
11.1 KB
Accession
0001209191-22-008932
Insider Transaction Report
Form 5
HOPE BANCORP INCHOPE
HA DAISY Y
Director
Transactions
- Gift
Common Stock
2021-07-21+141,427→ 141,427 total(indirect: By Trust)
Holdings
- 458,567
Common Stock
- 20,000
Non-qualified Stock Option (right to buy)
Exercise: $17.18Exp: 2026-09-01→ Common Stock (20,000 underlying) - 4,404
Non-qualified Stock Option (right to buy)
Exercise: $14.65Exp: 2025-08-25→ Common Stock (4,404 underlying) - 28,136
Non-qualified Stock Option (right to buy)
Exercise: $15.23Exp: 2024-01-02→ Common Stock (28,136 underlying)
Footnotes (5)
- [F1]Total amount of securities beneficially owned in Column 5 of Table I in this Form 5 includes the reporting owner's unvested Restricted Stock Units ("RSU") granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP") previously reported in Table II. Outstanding RSU shares will vest according to previously disclosed vesting schedules.
- [F2]On July 21, 2021, 141,427 Hope shares were transferred as a gift to a trust (Kana Trust) of which the reporting owner is the trustee.
- [F3]These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options have fully vested as of September 1, 2018.
- [F4]Received in exchange for 6,262 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.
- [F5]Received in the Merger in exchange for a stock option to acquire 40,000 shares of Wilshire common stock.
Documents
Issuer
HOPE BANCORP INC
CIK 0001128361
Entity typeother
Related Parties
1- filerCIK 0001595570
Filing Metadata
- Form type
- 5
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 5:22 PM ET
- Size
- 11.1 KB