Home/Filings/4/0001209191-21-062709
4//SEC Filing

Francis Douglas 4

Accession 0001209191-21-062709

CIK 0001779474other

Filed

Nov 2, 8:00 PM ET

Accepted

Nov 3, 4:35 PM ET

Size

14.1 KB

Accession

0001209191-21-062709

Insider Transaction Report

Form 4
Period: 2021-08-26
Transactions
  • Award

    Common Stock

    2021-08-26+30,28030,280 total
Holdings
  • Class V Common Stock

    (indirect: By LLC)
    8,469,191
  • Class V Common Stock

    (indirect: By LLC)
    1,468,555
  • Class V Common Stock

    (indirect: By LLC)
    600,618
  • Class V Common Stock

    17,162,485
Transactions
  • Award

    Common Stock

    2021-08-26+30,28030,280 total
Holdings
  • Class V Common Stock

    (indirect: By LLC)
    1,468,555
  • Class V Common Stock

    (indirect: By LLC)
    600,618
  • Class V Common Stock

    (indirect: By LLC)
    8,469,191
  • Class V Common Stock

    17,162,485
Francis Douglas
DirectorChief Executive Officer10% Owner
Transactions
  • Award

    Common Stock

    2021-08-26+30,28030,280 total
Holdings
  • Class V Common Stock

    (indirect: By LLC)
    8,469,191
  • Class V Common Stock

    (indirect: By LLC)
    1,468,555
  • Class V Common Stock

    (indirect: By LLC)
    600,618
  • Class V Common Stock

    17,162,485
Transactions
  • Award

    Common Stock

    2021-08-26+30,28030,280 total
Holdings
  • Class V Common Stock

    17,162,485
  • Class V Common Stock

    (indirect: By LLC)
    8,469,191
  • Class V Common Stock

    (indirect: By LLC)
    600,618
  • Class V Common Stock

    (indirect: By LLC)
    1,468,555
Footnotes (5)
  • [F1]Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 1/3rd of the shares underlying the RSUs shall vest on the first, second and third anniversaries of June 16, 2021, subject to the Reporting Person remaining in Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through such vesting date.
  • [F2]These shares of Class V common stock ("Class V Common Stock") of the Issuer (as defined below) provide no economic rights in the Issuer to the holder thereof. However, each holder of Class V Common Stock will be entitled to vote with the holders of Class A common stock ("Class A Common Stock") of the Issuer, with each share of Class V Common Stock entitling the holder to a number of votes equal to the number of Post-Merger Class A Units (as described below) held by such Class V Common Stock holder at the time of such vote.
  • [F3]Shares are held directly by Ghost Media Group, LLC ("Ghost Media") is controlled by Mr. Francis. Accordingly, Mr. Francis may be deemed to be a beneficial owner of the shares held by Ghost Media Group, LLC.
  • [F4]Shares are held directly by WM Founders Legacy I, LLC ("WM Founders") is controlled by Mr. Francis. Accordingly, Mr. Francis may be deemed to be a beneficial owner of the shares held by WM Founders.
  • [F5]Shares are held directly by Genco Incentives, LLC ("Genco") is controlled by Mr. Francis. Accordingly, Mr. Francis may be deemed to be a beneficial owner of the shares held by Genco.

Issuer

WM TECHNOLOGY, INC.

CIK 0001779474

Entity typeother

Related Parties

1
  • filerCIK 0001519966

Filing Metadata

Form type
4
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 4:35 PM ET
Size
14.1 KB