4//SEC Filing
PRICE MICHAEL F 4
Accession 0001209191-21-060733
CIK 0001477246other
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 5:27 PM ET
Size
9.6 KB
Accession
0001209191-21-060733
Insider Transaction Report
Form 4
S&W Seed CoSANW
MFP PARTNERS LP
10% OwnerOther
Transactions
- Award
Common Stock, par value $0.01 per share
2021-10-15$2.73/sh+1,391,941$3,799,999→ 17,442,726 total
Footnotes (2)
- [F1]This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.
- [F2]MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeother
IncorporatedMD
Related Parties
1- filerCIK 0000918537
Filing Metadata
- Form type
- 4
- Filed
- Oct 17, 8:00 PM ET
- Accepted
- Oct 18, 5:27 PM ET
- Size
- 9.6 KB