Northpond Ventures, LP 4
Accession 0001209191-21-060463
Filed
Oct 13, 8:00 PM ET
Accepted
Oct 14, 4:24 PM ET
Size
25.4 KB
Accession
0001209191-21-060463
Insider Transaction Report
- Conversion
Common Stock
2021-10-12+6,304,192→ 6,727,570 total(indirect: See footnote) - Purchase
Common Stock
2021-10-12$15.00/sh+1,000,000$15,000,000→ 2,080,961 total(indirect: See footnote) - Conversion
Common Stock
2021-10-12+1,040,048→ 1,080,961 total(indirect: See footnote) - Conversion
Series C Redeemable Convertible Preferred Stock
2021-10-12−287,785→ 0 total(indirect: See footnote)→ Common Stock (2,302,280 underlying) - Conversion
Series C-2 Redeemable Convertible Preferred Stock
2021-10-12−309,131→ 0 total(indirect: See footnote)→ Common Stock (2,473,048 underlying) - Conversion
Series D Redeemable Convertible Preferred Stock
2021-10-12−191,108→ 0 total(indirect: See footnote)→ Common Stock (1,528,864 underlying) - Conversion
Series D Redeemable Convertible Preferred Stock
2021-10-12−130,006→ 0 total(indirect: See footnote)→ Common Stock (1,040,048 underlying)
- Conversion
Common Stock
2021-10-12+6,304,192→ 6,727,570 total(indirect: See footnote) - Conversion
Common Stock
2021-10-12+1,040,048→ 1,080,961 total(indirect: See footnote) - Purchase
Common Stock
2021-10-12$15.00/sh+1,000,000$15,000,000→ 2,080,961 total(indirect: See footnote) - Conversion
Series C-2 Redeemable Convertible Preferred Stock
2021-10-12−309,131→ 0 total(indirect: See footnote)→ Common Stock (2,473,048 underlying) - Conversion
Series C Redeemable Convertible Preferred Stock
2021-10-12−287,785→ 0 total(indirect: See footnote)→ Common Stock (2,302,280 underlying) - Conversion
Series D Redeemable Convertible Preferred Stock
2021-10-12−191,108→ 0 total(indirect: See footnote)→ Common Stock (1,528,864 underlying) - Conversion
Series D Redeemable Convertible Preferred Stock
2021-10-12−130,006→ 0 total(indirect: See footnote)→ Common Stock (1,040,048 underlying)
- Conversion
Series C Redeemable Convertible Preferred Stock
2021-10-12−287,785→ 0 total(indirect: See footnote)→ Common Stock (2,302,280 underlying) - Conversion
Series C-2 Redeemable Convertible Preferred Stock
2021-10-12−309,131→ 0 total(indirect: See footnote)→ Common Stock (2,473,048 underlying) - Conversion
Common Stock
2021-10-12+1,040,048→ 1,080,961 total(indirect: See footnote) - Purchase
Common Stock
2021-10-12$15.00/sh+1,000,000$15,000,000→ 2,080,961 total(indirect: See footnote) - Conversion
Common Stock
2021-10-12+6,304,192→ 6,727,570 total(indirect: See footnote) - Conversion
Series D Redeemable Convertible Preferred Stock
2021-10-12−191,108→ 0 total(indirect: See footnote)→ Common Stock (1,528,864 underlying) - Conversion
Series D Redeemable Convertible Preferred Stock
2021-10-12−130,006→ 0 total(indirect: See footnote)→ Common Stock (1,040,048 underlying)
- Conversion
Common Stock
2021-10-12+1,040,048→ 1,080,961 total(indirect: See footnote) - Purchase
Common Stock
2021-10-12$15.00/sh+1,000,000$15,000,000→ 2,080,961 total(indirect: See footnote) - Conversion
Series C-2 Redeemable Convertible Preferred Stock
2021-10-12−309,131→ 0 total(indirect: See footnote)→ Common Stock (2,473,048 underlying) - Conversion
Series D Redeemable Convertible Preferred Stock
2021-10-12−191,108→ 0 total(indirect: See footnote)→ Common Stock (1,528,864 underlying) - Conversion
Series C Redeemable Convertible Preferred Stock
2021-10-12−287,785→ 0 total(indirect: See footnote)→ Common Stock (2,302,280 underlying) - Conversion
Common Stock
2021-10-12+6,304,192→ 6,727,570 total(indirect: See footnote) - Conversion
Series D Redeemable Convertible Preferred Stock
2021-10-12−130,006→ 0 total(indirect: See footnote)→ Common Stock (1,040,048 underlying)
- Conversion
Common Stock
2021-10-12+6,304,192→ 6,727,570 total(indirect: See footnote) - Conversion
Common Stock
2021-10-12+1,040,048→ 1,080,961 total(indirect: See footnote) - Purchase
Common Stock
2021-10-12$15.00/sh+1,000,000$15,000,000→ 2,080,961 total(indirect: See footnote) - Conversion
Series D Redeemable Convertible Preferred Stock
2021-10-12−191,108→ 0 total(indirect: See footnote)→ Common Stock (1,528,864 underlying) - Conversion
Series C Redeemable Convertible Preferred Stock
2021-10-12−287,785→ 0 total(indirect: See footnote)→ Common Stock (2,302,280 underlying) - Conversion
Series C-2 Redeemable Convertible Preferred Stock
2021-10-12−309,131→ 0 total(indirect: See footnote)→ Common Stock (2,473,048 underlying) - Conversion
Series D Redeemable Convertible Preferred Stock
2021-10-12−130,006→ 0 total(indirect: See footnote)→ Common Stock (1,040,048 underlying)
Footnotes (5)
- [F1]Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date.
- [F2]Includes 423,378 shares of Common Stock issued per dividends accrued to but not including October 12, 2021.
- [F3]The securities are held directly by Northpond Ventures, LP ("Northpond"). Northpond Ventures GP, LLC ("Northpond GP") is the general partner of Northpond. Michael P. Rubin ("Rubin") is the managing member of Northpond GP.
- [F4]Includes 40,913 shares of Common Stock issued per dividends accrued to but not including October 12, 2021.
- [F5]The securities are held directly by Northpond Capital, LP ("Northpond Capital"). Northpond Capital GP, LLC ("Northpond Capital GP") is the general partner of Northpond Capital. Rubin is the managing member of Northpond Capital GP.
Documents
Issuer
IsoPlexis Corp
CIK 0001615055
Related Parties
1- filerCIK 0001867472
Filing Metadata
- Form type
- 4
- Filed
- Oct 13, 8:00 PM ET
- Accepted
- Oct 14, 4:24 PM ET
- Size
- 25.4 KB