Gotham Green Partners LLC 4

Accession 0001209191-21-052676

CIK 0001776932other

View on SEC.gov Company Profile

Filed

Aug 18, 8:00 PM ET

Accepted

Aug 19, 9:33 PM ET

Size

47.8 KB

Accession

0001209191-21-052676

Insider Transaction Report

Form 4

Period: 2021-08-17

MedMen Enterprises, Inc.MMNFF

Gotham Green Partners LLC

10% Owner

Transactions

Sale
Class B Subordinate Voting Shares
2021-08-18−2,685,240→ 0 total(indirect: See footnote 3.)
Other
Convertible Note
2021-08-17(indirect: See footnote 6.)
Exercise: $0.16From: 2021-08-17Exp: 2028-08-17→ Class B Subordinate Voting Shares (53,383,489 underlying)
Other
Convertible Note
2021-08-17(indirect: See footnote 6.)
Exercise: $0.28From: 2021-08-17Exp: 2028-08-17→ Class B Subordinate Voting Shares (5,365,564 underlying)
Other
Convertible Note
2021-08-17(indirect: See footnote 6.)
Exercise: $0.15From: 2021-08-17Exp: 2028-08-17→ Class B Subordinate Voting Shares (327,966,458 underlying)
Other
Convertible Note
2021-08-17(indirect: See footnote 6.)
Exercise: $0.17From: 2021-08-17Exp: 2028-08-17→ Class B Subordinate Voting Shares (217,288,473 underlying)
Other
Warrant
2021-08-17−917,832→ 494,218 total(indirect: See footnote 6.)
Exercise: $3.72From: 2021-08-17Exp: 2022-04-23→ Class B Subordinate Voting Shares (917,832 underlying)
Other
Warrant
2021-08-17−1,060,606→ 571,096 total(indirect: See footnote 6.)
Exercise: $4.29From: 2021-08-17Exp: 2022-05-22→ Class B Subordinate Voting Shares (1,060,606 underlying)
Other
Warrant
2021-08-17−3,671,329→ 1,976,870 total(indirect: See footnote 6.)
Exercise: $3.72From: 2021-08-17Exp: 2022-05-22→ Class B Subordinate Voting Shares (3,671,329 underlying)
Other
Warrant
2021-08-17−1,350,309→ 727,090 total(indirect: See footnote 6.)
Exercise: $3.16From: 2021-08-17Exp: 2022-07-12→ Class B Subordinate Voting Shares (1,350,309 underlying)
Other
Warrant
2021-08-17−10,627,861→ 5,722,695 total(indirect: See footnote 6.)
Exercise: $0.15From: 2021-08-17Exp: 2025-04-24→ Class B Subordinate Voting Shares (10,627,861 underlying)
Other
Convertible Note
2021-08-17(indirect: See footnote 6.)
Exercise: $0.34From: 2021-08-17Exp: 2028-08-17→ Class B Subordinate Voting Shares (201,767,867 underlying)
Other
Warrant
2021-08-17−265,152→ 142,775 total(indirect: See footnote 6.)
Exercise: $4.29From: 2021-08-17Exp: 2022-04-23→ Class B Subordinate Voting Shares (265,152 underlying)
Other
Warrant
2021-08-17−390,089→ 210,048 total(indirect: See footnote 6.)
Exercise: $3.65From: 2021-08-17Exp: 2022-07-12→ Class B Subordinate Voting Shares (390,089 underlying)
Other
Warrant
2021-08-17−487,497→ 262,500 total(indirect: See footnote 6.)
Exercise: $1.17From: 2021-08-17Exp: 2022-11-27→ Class B Subordinate Voting Shares (487,497 underlying)
Other
Warrant
2021-08-17−1,687,492→ 908,648 total(indirect: See footnote 6.)
Exercise: $1.01From: 2021-08-17Exp: 2022-11-27→ Class B Subordinate Voting Shares (1,687,492 underlying)
Other
Warrant
2021-08-17−40,413,468→ 21,761,099 total(indirect: See footnote 6.)
Exercise: $0.16From: 2021-08-17Exp: 2026-01-11→ Class B Subordinate Voting Shares (40,413,468 underlying)
Other
Warrant
2021-08-17−53,139,307→ 28,613,473 total(indirect: See footnote 6.)
Exercise: $0.15From: 2021-08-17Exp: 2025-03-27→ Class B Subordinate Voting Shares (53,139,307 underlying)
Other
Warrant
2021-08-17−21,255,723→ 11,445,389 total(indirect: See footnote 6.)
Exercise: $0.15From: 2021-08-17Exp: 2025-09-14→ Class B Subordinate Voting Shares (21,255,723 underlying)

Footnotes (6)

[F1]Shares sold were held indirectly by the following affiliated funds: Gotham Green Fund 1 L.P., Gotham Green Fund I (Q) L.P., Gotham Green Fund II L.P., and Gotham Green Fund II (Q) L.P. See also footnote 3.
[F2]The shares were sold in a private sale for total consideration of $200,000.
[F3]Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1(Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II(Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P.
[F4]In connection with the disposition of the securities, the parties entered into a Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021, pursuant to which amended and restated Convertible Notes and Warrants were issued.
[F5]Convertible Notes and Warrants reported on this Form 4 were sold for aggregate consideration of $45.2 million plus Tilray, Inc. agreed to issue an aggregate of 7,685,140 shares of its common stock subject to adjustment, provided that if certain stockholder approval is not obtained, the Reporting Person may elect to receive cash.
[F6]Amounts reported are held indirectly by the following affiliated funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1(Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II(Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P., each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1(Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II(Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote 3.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

MedMen Enterprises, Inc.

CIK 0001776932

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001796617

Filing Metadata

Form type: 4
Filed: Aug 18, 8:00 PM ET
Accepted: Aug 19, 9:33 PM ET
Size: 47.8 KB

View on SEC.gov