Home/Filings/4/0001209191-21-050011
4//SEC Filing

Bair Teresa Brophy 4

Accession 0001209191-21-050011

CIK 0001300699other

Filed

Aug 4, 8:00 PM ET

Accepted

Aug 5, 5:26 PM ET

Size

14.3 KB

Accession

0001209191-21-050011

Insider Transaction Report

Form 4
Period: 2021-08-03
Bair Teresa Brophy
General Counsel, SVP Admin.
Transactions
  • Award

    Stock Option (Right to Buy)

    2021-08-03+37,50037,500 total
    Exercise: $3.80Exp: 2031-08-03Common Stock (37,500 underlying)
  • Award

    Restricted Stock Units

    2021-08-03+37,50037,500 total
    Common Stock (37,500 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $17.30Exp: 2028-03-27Common Stock (20,000 underlying)
    20,000
  • Stock Option (Right to Buy)

    Exercise: $11.00From: 2021-06-13Exp: 2027-06-13Common Stock (15,000 underlying)
    15,000
  • Stock Option (Right to Buy)

    Exercise: $7.50From: 2018-05-22Exp: 2025-05-22Common Stock (128,000 underlying)
    128,000
  • Stock Option (Right to Buy)

    Exercise: $10.26Exp: 2030-08-27Common Stock (15,000 underlying)
    15,000
  • Stock Option (Right to Buy)

    Exercise: $11.40Exp: 2030-08-05Common Stock (60,000 underlying)
    60,000
Footnotes (6)
  • [F1]This option vests in four equal annual installments beginning on March 27, 2019.
  • [F2]This option vests in four equal annual installments beginning on August 5, 2021.
  • [F3]This option vests in four equal annual installments beginning on August 27, 2021.
  • [F4]This option vests in four equal annual installments beginning on August 3, 2022.
  • [F5]Each restricted stock unit represents a contingent right to receive one share of stock.
  • [F6]The restricted stock units vest in four equal annual installments beginning on August 3, 2022.

Issuer

Athenex, Inc.

CIK 0001300699

Entity typeother

Related Parties

1
  • filerCIK 0001813058

Filing Metadata

Form type
4
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 5:26 PM ET
Size
14.3 KB