4//SEC Filing
Dominguez Carlos 4
Accession 0001209191-21-043865
CIK 0001569345other
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 9:09 PM ET
Size
22.2 KB
Accession
0001209191-21-043865
Insider Transaction Report
Form 4
Dominguez Carlos
Director
Transactions
- Other
Class B Common Stock
2021-06-25+2,237,122→ 2,237,122 total→ Class A Common Stock (2,237,122 underlying) - Other
Stock Option (right to buy)
2021-06-25−112,500→ 0 totalExercise: $4.93Exp: 2030-03-11→ Common Stock (112,500 underlying) - Other
Stock Option (right to buy)
2021-06-25+103,125→ 103,125 totalExercise: $4.45Exp: 2029-12-10→ Class B Common Stock (103,125 underlying) - Other
Stock Option (right to buy)
2021-06-25+112,500→ 112,500 totalExercise: $4.93Exp: 2030-03-11→ Class B Common Stock (112,500 underlying) - Other
Stock Option (right to buy)
2021-06-25−22,917→ 0 totalExercise: $3.73Exp: 2028-02-07→ Common Stock (22,917 underlying) - Other
Stock Option (right to buy)
2021-06-25+22,917→ 22,917 totalExercise: $3.73Exp: 2028-02-07→ Class B Common Stock (22,917 underlying) - Other
Common Stock
2021-06-25−2,237,122→ 0 total - Other
Stock Option (right to buy)
2021-06-25−103,125→ 0 totalExercise: $4.45Exp: 2029-12-10→ Common Stock (103,125 underlying)
Footnotes (5)
- [F1]Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
- [F2]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.
- [F3]One fourth (1/4th) of the shares subject to the option award vested on February 7, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
- [F4]One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on and a monthly basis commencing on January 10, 2020, then on the first day of each month thereafter, subject to the Reporting Person's continuous service.
- [F5]One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
Documents
Issuer
Sprinklr, Inc.
CIK 0001569345
Entity typeother
Related Parties
1- filerCIK 0001466264
Filing Metadata
- Form type
- 4
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 9:09 PM ET
- Size
- 22.2 KB