4//SEC Filing
Fitz Steven D 4
Accession 0001209191-21-042583
CIK 0001643269other
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 8:08 PM ET
Size
17.7 KB
Accession
0001209191-21-042583
Insider Transaction Report
Form 4
Sumo Logic, Inc.SUMO
Fitz Steven D
Chief Revenue Officer
Transactions
- Exercise/Conversion
Common Stock
2021-06-18$1.92/sh+34,437$66,119→ 265,338 total - Sale
Common Stock
2021-06-18$22.00/sh−50,311$1,106,741→ 215,027 total - Exercise/Conversion
Stock Option (right to buy)
2021-06-18−34,437→ 663,892 totalExercise: $1.92Exp: 2026-12-05→ Common Stock (34,437 underlying) - Sale
Common Stock
2021-06-17$19.10/sh−6,046$115,503→ 230,901 total - Sale
Common Stock
2021-06-21$22.00/sh−16,916$372,152→ 209,749 total - Exercise/Conversion
Stock Option (right to buy)
2021-06-21−11,638→ 652,254 totalExercise: $1.92Exp: 2026-12-05→ Common Stock (11,638 underlying) - Exercise/Conversion
Common Stock
2021-06-21$1.92/sh+11,638$22,345→ 226,665 total
Footnotes (8)
- [F1]Shares sold to cover tax obligations in connection with the vesting of RSUs.
- [F2]This sale price represents the weighted average sale price of the shares sold ranging from $19.102 to $19.106 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F3]Includes 957 shares acquired under the Issuer's Employee Stock Purchase Plan on June 15, 2021.
- [F4]Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
- [F5]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.
- [F6]This sale price represents the weighted average sale price of the shares sold ranging from $21.33 to $22.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F7]This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.005 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F8]The shares underlying this option vested as to 1/4th of the total shares on November 5, 2019 with 1/48th of the total shares vesting monthly thereafter, subject to the Reporting Person's continued role as a service provider to the Issuer.
Documents
Issuer
Sumo Logic, Inc.
CIK 0001643269
Entity typeother
Related Parties
1- filerCIK 0001398231
Filing Metadata
- Form type
- 4
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 8:08 PM ET
- Size
- 17.7 KB