4//SEC Filing
Alafi Christopher D 4
Accession 0001209191-21-036624
CIK 0001567514other
Filed
May 27, 8:00 PM ET
Accepted
May 28, 6:00 PM ET
Size
10.7 KB
Accession
0001209191-21-036624
Insider Transaction Report
Form 4
Alafi Christopher D
Director10% Owner
Transactions
- Sale
Common Stock
2021-05-28$40.12/sh−38,843$1,558,381→ 95,000 total(indirect: By Trust) - Sale
Common Stock
2021-05-27$40.01/sh−8,482$339,365→ 133,843 total(indirect: By Trust)
Holdings
- 346,795
Common Stock
- 503,753(indirect: By Trust)
Common Stock
- 4,743,770(indirect: By LLC)
Common Stock
Footnotes (6)
- [F1]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]Shireen Michele Alafi is the Trustee of the Christopher D Alafi Family Trust. Dr. Alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.005 to $40.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F5]Dr. Alafi is a managing partner of Alafi Capital Company, LLC and may be deemed to beneficially own the shares held by Alafi Capital Company, LLC. Dr. Alafi disclaims beneficial ownership of the securities held by Alafi Capital Company, LLC except to the extent of his pecuniary interest therein.
- [F6]Dr. Alafi is the Trustee of The Moshe H. Alafi and Margaret E. Alafi Generation-Skipping Trust. Dr. Alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.
Documents
Issuer
Intra-Cellular Therapies, Inc.
CIK 0001567514
Entity typeother
Related Parties
1- filerCIK 0001299430
Filing Metadata
- Form type
- 4
- Filed
- May 27, 8:00 PM ET
- Accepted
- May 28, 6:00 PM ET
- Size
- 10.7 KB