Prelude Therapeutics Inc·4

May 27, 5:03 PM ET

Piper Brian 4

4 · Prelude Therapeutics Inc · Filed May 27, 2021

Insider Transaction Report

Form 4
Period: 2021-05-25
Piper Brian
Chief Financial Officer
Transactions
  • Sale

    Common Stock

    2021-05-25$34.11/sh3,088$105,3382,135 total
  • Sale

    Common Stock

    2021-05-25$35.45/sh1,736$61,536399 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2021-05-258,333272,662 total
    Exercise: $1.89Exp: 2029-08-06Common Stock (8,333 underlying)
  • Sale

    Common Stock

    2021-05-25$33.52/sh3,110$104,2635,223 total
  • Sale

    Common Stock

    2021-05-25$36.09/sh399$14,4010 total
  • Exercise/Conversion

    Common Stock

    2021-05-25$1.89/sh+8,333$15,7498,333 total
Footnotes (6)
  • [F1]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.83 to $33.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.83 to $34.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.91 to $35.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.92 to $36.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  • [F6]The stock option vested as to 25% of the total shares monthly beginning on July 1, 2020, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION