ADVANCED ENERGY INDUSTRIES INC·4

May 4, 4:49 PM ET

GRADY EDWARD C 4

4 · ADVANCED ENERGY INDUSTRIES INC · Filed May 4, 2021

Insider Transaction Report

Form 4
Period: 2021-04-30
Transactions
  • Award

    Common Stock

    2021-04-30+1,81351,613 total
Holdings
  • Common Stock

    (indirect: By Trust)
    2,000
Footnotes (4)
  • [F1]The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy.
  • [F2]As of this filing date, Mr. Grady holds 49,800 shares in street name.
  • [F3]In June 2020, 2,000 shares held in trusts for the benefit of Mr. Grady's children were transferred back to Mr. Grady resulting in a remaining balance in the trusts of 2,000 shares.
  • [F4]These shares are held in trusts for the benefit of Mr. Grady's children. The reporting person is a trustee of the trusts and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION