GREENHILL & CO INC·4

Feb 10, 6:17 PM ET

RODRIGUEZ HAROLD J JR 4

4 · GREENHILL & CO INC · Filed Feb 10, 2021

Insider Transaction Report

Form 4
Period: 2021-02-08
RODRIGUEZ HAROLD J JR
Chief Administrative Officer
Transactions
  • Tax Payment

    Common Stock

    2021-02-08$15.03/sh3,452$51,884162,034 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-02-086,9200 total
    Common Stock (6,920 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2021-02-0813,8570 total
    Common Stock (13,857 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2021-02-087,0930 total
    Common Stock (7,093 underlying)
  • Tax Payment

    Common Stock

    2021-02-08$15.03/sh3,698$55,581151,262 total
  • Exercise/Conversion

    Common Stock

    2021-02-08$15.03/sh+6,920$104,008154,960 total
  • Exercise/Conversion

    Common Stock

    2021-02-08$15.03/sh+13,857$208,271165,119 total
  • Tax Payment

    Common Stock

    2021-02-08$15.03/sh6,726$101,092158,393 total
  • Exercise/Conversion

    Common Stock

    2021-02-08$15.03/sh+7,093$106,608165,486 total
Footnotes (3)
  • [F1]This restricted stock unit award was granted on January 27, 2016 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third, fourth and fifth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 8, 2021, the fifth vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
  • [F2]This restricted stock unit award was granted on January 27, 2016 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on January 1 of the fifth calendar year following the grant date and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 8, 2021, the vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
  • [F3]This restricted stock unit award was granted on January 26, 2017 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in increments of 20% on the first anniversary of the date of grant, 20% on the second anniversary of the date of grant, 30% on the third anniversary of the date of grant and 30% on the fourth anniversary of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 8, 2021, the fourth vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION