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4//SEC Filing

Eggleton Loren 4

Accession 0001209191-21-006479

CIK 0001807707other

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 4:59 PM ET

Size

7.8 KB

Accession

0001209191-21-006479

Insider Transaction Report

Form 4
Period: 2021-01-29
Eggleton Loren
Chief Financial Officer
Transactions
  • Award

    Stock Option (right to buy)

    2021-01-29+357,280357,280 total
    Exercise: $0.22Exp: 2029-05-18Common Stock (357,280 underlying)
  • Award

    Common Stock

    2021-01-29+234,080234,080 total
Footnotes (2)
  • [F1]Received pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer").
  • [F2]The shares of common stock underlying this option will vest and become exercisable as to 25% of the shares underlying this option on May 19, 2020, and the remaining 75% thereafter in 36 equal monthly installments, subject to the Reporting Person's continuous service with the Issuer on each such date.

Issuer

AppHarvest, Inc.

CIK 0001807707

Entity typeother

Related Parties

1
  • filerCIK 0001834793

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:59 PM ET
Size
7.8 KB