4//SEC Filing
Chen David Yi-Ping 4
Accession 0001209191-21-006469
CIK 0001807707other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:57 PM ET
Size
6.0 KB
Accession
0001209191-21-006469
Insider Transaction Report
Form 4
AppHarvest, Inc.APPH
Chen David Yi-Ping
Director
Transactions
- Award
Common Stock
2021-01-29+3,293,985→ 3,293,985 total(indirect: See Footnote)
Footnotes (2)
- [F1]Received pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer").
- [F2]These securities are held of record by CEFF AppHarvest Equity Holdings, LLC ("CEFF AppHarvest"). CEFF AppHarvest is a subsidiary of Controlled Environment Foods Fund (AIV II), LLC, both of which are managed by EqCEF I, LLC ("Eq Manager"). Eq Manager appoints an investment committee which holds voting and dispositive power over the shares held by CEFF AppHarvest and is currently comprised of R. Thomas Amis, Dave Chen, John J. Pierrepont and Marco de Bruin. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.
Documents
Issuer
AppHarvest, Inc.
CIK 0001807707
Entity typeother
Related Parties
1- filerCIK 0001834816
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 4:57 PM ET
- Size
- 6.0 KB