Home/Filings/4/0001209191-21-006465
4//SEC Filing

Butler Marcella 4

Accession 0001209191-21-006465

CIK 0001807707other

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 4:55 PM ET

Size

5.9 KB

Accession

0001209191-21-006465

Insider Transaction Report

Form 4
Period: 2021-01-29
Butler Marcella
Chief People Officer
Transactions
  • Award

    Common Stock

    2021-01-29+258,048258,048 total
Footnotes (3)
  • [F1]The security represents restricted stock units ("RSUs") granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.
  • [F2]These RSUs will vest and become exercisable as to 25% of the shares underlying the RSUs on July 13, 2021, and the remaining 75% thereafter in 12 equal quarterly installments, subject to the Reporting Person's continuous service with the Issuer on each such vesting date.
  • [F3]Received pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer").

Issuer

AppHarvest, Inc.

CIK 0001807707

Entity typeother

Related Parties

1
  • filerCIK 0001834578

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:55 PM ET
Size
5.9 KB