Muni Amit 4
4 · WisdomTree Investments, Inc. · Filed Jan 15, 2021
Insider Transaction Report
Form 4
Muni Amit
Chief Financial Officer
Transactions
- Sale
Common Stock
2021-01-15$5.33/sh−75,000$399,593→ 668,987 total - Exercise/Conversion
Common Stock
2021-01-15$5.05/sh+75,000$378,750→ 743,987 total - Exercise/Conversion
Stock Option (right to buy)
2021-01-15$5.05/sh−75,000$378,750→ 0 totalExercise: $5.05Exp: 2021-01-26→ Common Stock (75,000 underlying)
Footnotes (4)
- [F1]Includes restricted stock awards which vest as to (i) 53,572 shares on January 25, 2021, (ii) 41,151 shares on January 25, 2022 and (iii) 11,868 shares on January 25, 2023.
- [F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 15, 2020. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.
- [F3]The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.27 to $5.45, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.
- [F4]Exercisable as to 37,500 shares on each of January 27, 2014, 2015, 2016 and 2017.