4//SEC Filing
5AM Ventures V, L.P. 4
Accession 0001209191-21-003268
CIK 0001759138other
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 5:07 PM ET
Size
20.7 KB
Accession
0001209191-21-003268
Insider Transaction Report
Form 4
5AM Ventures V, L.P.
10% Owner
Transactions
- Sale
Common Stock
2021-01-08$13.00/sh−37,411$486,343→ 380,218 total(indirect: See footnotes) - Sale
Common Stock
2021-01-08$13.00/sh−264,589$3,439,657→ 2,689,045 total(indirect: See footnotes) - Sale
Common Stock
2021-01-12$13.00/sh−74,470$968,110→ 2,614,575 total(indirect: See footnotes) - Sale
Common Stock
2021-01-12$13.00/sh−10,530$136,890→ 369,688 total(indirect: See footnotes)
5AM Opportunities I (GP), LLC
10% Owner
Transactions
- Sale
Common Stock
2021-01-12$13.00/sh−74,470$968,110→ 2,614,575 total(indirect: See footnotes) - Sale
Common Stock
2021-01-08$13.00/sh−264,589$3,439,657→ 2,689,045 total(indirect: See footnotes) - Sale
Common Stock
2021-01-08$13.00/sh−37,411$486,343→ 380,218 total(indirect: See footnotes) - Sale
Common Stock
2021-01-12$13.00/sh−10,530$136,890→ 369,688 total(indirect: See footnotes)
5AM Partners V, LLC
10% Owner
Transactions
- Sale
Common Stock
2021-01-08$13.00/sh−37,411$486,343→ 380,218 total(indirect: See footnotes) - Sale
Common Stock
2021-01-12$13.00/sh−10,530$136,890→ 369,688 total(indirect: See footnotes) - Sale
Common Stock
2021-01-08$13.00/sh−264,589$3,439,657→ 2,689,045 total(indirect: See footnotes) - Sale
Common Stock
2021-01-12$13.00/sh−74,470$968,110→ 2,614,575 total(indirect: See footnotes)
PARMAR KUSH
10% Owner
Transactions
- Sale
Common Stock
2021-01-12$13.00/sh−74,470$968,110→ 2,614,575 total(indirect: See footnotes) - Sale
Common Stock
2021-01-08$13.00/sh−37,411$486,343→ 380,218 total(indirect: See footnotes) - Sale
Common Stock
2021-01-08$13.00/sh−264,589$3,439,657→ 2,689,045 total(indirect: See footnotes) - Sale
Common Stock
2021-01-12$13.00/sh−10,530$136,890→ 369,688 total(indirect: See footnotes)
ROCKLAGE SCOTT M
10% Owner
Transactions
- Sale
Common Stock
2021-01-12$13.00/sh−10,530$136,890→ 369,688 total(indirect: See footnotes) - Sale
Common Stock
2021-01-08$13.00/sh−264,589$3,439,657→ 2,689,045 total(indirect: See footnotes) - Sale
Common Stock
2021-01-12$13.00/sh−74,470$968,110→ 2,614,575 total(indirect: See footnotes) - Sale
Common Stock
2021-01-08$13.00/sh−37,411$486,343→ 380,218 total(indirect: See footnotes)
Schwab Andrew J.
10% Owner
Transactions
- Sale
Common Stock
2021-01-12$13.00/sh−10,530$136,890→ 369,688 total(indirect: See footnotes) - Sale
Common Stock
2021-01-08$13.00/sh−264,589$3,439,657→ 2,689,045 total(indirect: See footnotes) - Sale
Common Stock
2021-01-08$13.00/sh−37,411$486,343→ 380,218 total(indirect: See footnotes) - Sale
Common Stock
2021-01-12$13.00/sh−74,470$968,110→ 2,614,575 total(indirect: See footnotes)
5AM Opportunities I, L.P.
10% Owner
Transactions
- Sale
Common Stock
2021-01-08$13.00/sh−264,589$3,439,657→ 2,689,045 total(indirect: See footnotes) - Sale
Common Stock
2021-01-12$13.00/sh−74,470$968,110→ 2,614,575 total(indirect: See footnotes) - Sale
Common Stock
2021-01-08$13.00/sh−37,411$486,343→ 380,218 total(indirect: See footnotes) - Sale
Common Stock
2021-01-12$13.00/sh−10,530$136,890→ 369,688 total(indirect: See footnotes)
Footnotes (4)
- [F1]Shares are held directly by 5AM Ventures V, L.P. ("5AM V").
- [F2]5AM Partners V, LLC ("5AM Partners") is the sole general partner of 5AM V. Dr. Kush Parmar, Andrew J. Schwab and Dr. Scott M. Rocklage are managing members of 5AM Partners and may be deemed to have shared voting and investment power over the shares beneficially owned by 5AM V. Each of 5AM Partners, Dr. Parmar, Mr. Schwab and Dr. Rocklage disclaims beneficial ownership of the shares of Preferred Stock held directly by 5AM V, except to the extent of its or his pecuniary interest therein.
- [F3]Shares are held directly by 5AM Opportunities I, L.P. ("Opportunities").
- [F4]5AM Opportunities I (GP), LLC ("Opportunities GP") is the sole general partner of Opportunities. Andrew J. Schwab and Dr. Kush Parmar are managing members of Opportunities GP and may be deemed to have shared voting and investment power over the shares beneficially owned by Opportunities. Each of Opportunities GP, Mr. Schwab and Dr. Parmar disclaims beneficial ownership of the shares of Common Stock held directly by Opportunities, except to the extent of its or his pecuniary interest therein.
Documents
Issuer
Cabaletta Bio, Inc.
CIK 0001759138
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001674324
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 5:07 PM ET
- Size
- 20.7 KB