4//SEC Filing
Mill Road Capital II, L.P. 4
Accession 0001209191-21-002761
CIK 0001275158other
Filed
Jan 7, 7:00 PM ET
Accepted
Jan 8, 5:15 PM ET
Size
13.5 KB
Accession
0001209191-21-002761
Insider Transaction Report
Form 4
NOODLES & CoNDLS
Mill Road Capital II, L.P.
10% Owner
Transactions
- Sale
Call Options (obligation to sell)
2021-01-07$70.00/sh−336$23,520→ 336 totalExercise: $12.50From: 2021-01-07Exp: 2021-08-20→ Class A Common Stock (33,600 underlying) - Sale
Call Options (obligation to sell)
2021-01-06$65.64/sh−230$15,097→ 230 totalExercise: $12.50From: 2021-01-06Exp: 2021-08-20→ Class A Common Stock (23,000 underlying)
Holdings
- 4,804,037
Class A Common Stock, $0.01
- 22,386(indirect: See footnote)
Class A Common Stock, $0.01
Footnotes (2)
- [F1]The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
- [F2]Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Documents
Issuer
NOODLES & Co
CIK 0001275158
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001550729
Filing Metadata
- Form type
- 4
- Filed
- Jan 7, 7:00 PM ET
- Accepted
- Jan 8, 5:15 PM ET
- Size
- 13.5 KB