Home/Filings/4/0001209191-21-002114
4//SEC Filing

MORNEAU MICHAEL 4

Accession 0001209191-21-002114

CIK 0001607678other

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 4:37 PM ET

Size

11.2 KB

Accession

0001209191-21-002114

Insider Transaction Report

Form 4
Period: 2021-01-04
MORNEAU MICHAEL
Chief Financial Officer
Transactions
  • Award

    Common Stock, par value $0.00001 per share

    2021-01-04+14,667113,819 total
  • Award

    Common Stock, par value $0.00001 per share

    2021-01-04+6,667120,486 total
  • Tax Payment

    Common Stock, par value $0.00001 per share

    2021-01-04$5.80/sh2,739$15,886117,747 total
  • Award

    Stock Option (Right to Buy)

    2021-01-04+33,00033,000 total
    Exercise: $5.80From: 2022-01-04Exp: 2031-01-04Common Stock (33,000 underlying)
Footnotes (5)
  • [F1]Represents a restricted stock unit award ("RSU") of common stock under the Issuer's 2014 Equity Incentive Plan. One-third of the shares subject to the RSU shall vest on each one year anniversary of the grant date of the award.
  • [F2]Includes 1,279 shares acquired on November 20, 2020 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.
  • [F3]The reported securities were subject to a performance restricted stock unit award that was granted on January 3, 2019, 33.33% of which vested on January 4, 2021 upon the achievement of a non-financial performance goal.
  • [F4]These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of certain shares of common stock subject to performance restricted stock unit award.
  • [F5]25% of the shares subject to the option will vest on each anniversary of the grant date.

Issuer

Viking Therapeutics, Inc.

CIK 0001607678

Entity typeother

Related Parties

1
  • filerCIK 0001517780

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 4:37 PM ET
Size
11.2 KB