4//SEC Filing
CR Group L.P. 4
Accession 0001209191-20-065421
CIK 0001808665other
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 9:15 PM ET
Size
16.8 KB
Accession
0001209191-20-065421
Insider Transaction Report
Form 4
Capital Royalty L.P.
10% Owner
Transactions
- Sale
Common Stock
2020-12-23$0.37/sh−6,784,334$2,540,733→ 2,182,851 total(indirect: By LLC) - Sale
Common Stock
2020-12-24$0.37/sh−1,982,851$730,086→ 200,000 total(indirect: By LLC)
Transactions
- Sale
Common Stock
2020-12-24$0.37/sh−1,982,851$730,086→ 200,000 total(indirect: By LLC) - Sale
Common Stock
2020-12-23$0.37/sh−6,784,334$2,540,733→ 2,182,851 total(indirect: By LLC)
Transactions
- Sale
Common Stock
2020-12-23$0.37/sh−6,784,334$2,540,733→ 2,182,851 total(indirect: By LLC) - Sale
Common Stock
2020-12-24$0.37/sh−1,982,851$730,086→ 200,000 total(indirect: By LLC)
Transactions
- Sale
Common Stock
2020-12-24$0.37/sh−1,982,851$730,086→ 200,000 total(indirect: By LLC) - Sale
Common Stock
2020-12-23$0.37/sh−6,784,334$2,540,733→ 2,182,851 total(indirect: By LLC)
Transactions
- Sale
Common Stock
2020-12-23$0.37/sh−6,784,334$2,540,733→ 2,182,851 total(indirect: By LLC) - Sale
Common Stock
2020-12-24$0.37/sh−1,982,851$730,086→ 200,000 total(indirect: By LLC)
Loan Security Holdings I LLC
10% Owner
Transactions
- Sale
Common Stock
2020-12-23$0.37/sh−6,784,334$2,540,733→ 2,182,851 total(indirect: By LLC) - Sale
Common Stock
2020-12-24$0.37/sh−1,982,851$730,086→ 200,000 total(indirect: By LLC)
CRG Partners III L.P.
10% Owner
Transactions
- Sale
Common Stock
2020-12-24$0.37/sh−1,982,851$730,086→ 200,000 total(indirect: By LLC) - Sale
Common Stock
2020-12-23$0.37/sh−6,784,334$2,540,733→ 2,182,851 total(indirect: By LLC)
Footnotes (3)
- [F1]The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3428 to $0.3967. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]The securities are held by Loan Security Holdings I LLC, a wholly owned LLC held by CRG Partners III - Parallel Fund "A" L.P., CRG Partners III - Parallel Fund "B" (Cayman) L.P., CRG Partners III (Cayman) Lev AIV I L.P., CRG Partners III (Cayman) Unlev AIV I L.P., and CRG Partners III L.P. (collectively, the "CRG Entities"). CRG Entities collectively hold all of the issued and outstanding shares of Loan Security Holdings I LLC. CR Group L.P. may be deemed to beneficially own the Shares by virtue of its position as the investment manager for the CRG Entities.
- [F3]The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3510 to $0.41. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
Documents
Issuer
Assertio Holdings, Inc.
CIK 0001808665
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001702352
Filing Metadata
- Form type
- 4
- Filed
- Dec 28, 7:00 PM ET
- Accepted
- Dec 29, 9:15 PM ET
- Size
- 16.8 KB