4//SEC Filing
ROBERTS BRYAN E 4
Accession 0001209191-20-062772
CIK 0001770787other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 6:10 PM ET
Size
14.7 KB
Accession
0001209191-20-062772
Insider Transaction Report
Form 4
ROBERTS BRYAN E
Director
Transactions
- Conversion
Class A Common Stock
2020-12-08+3,000,000→ 3,037,825 total(indirect: By funds) - Conversion
Class B Common Stock
2020-12-08−3,000,000→ 5,790,422 total(indirect: By funds)Exercise: $0.00→ Class A Common Stock (3,000,000 underlying) - Other
Class A Common Stock
2020-12-08−731,308→ 2,306,517 total(indirect: By funds) - Other
Class A Common Stock
2020-12-10+93,487→ 215,291 total - Other
Class A Common Stock
2020-12-10−268,692→ 2,037,825 total(indirect: By funds)
Footnotes (9)
- [F1]Represents shares of Class A Common Stock received upon conversion of 3,000,000 shares of Class B Common Stock.
- [F2]Consists of 2,816,685 shares of Class A Common Stock held by Venrock Associates VI, L.P. ("VA VI") and 221,140 shares of Class A Common Stock held by Venrock Partners VI, L.P. ("VP VI").
- [F3]On December 8, 2020, VA VI and VP VI distributed an aggregate of 1,000,000 shares of Class A Common Stock to their limited partners and general partners. Of the 1,000,000 shares distributed, 249,521 shares were distributed by VA VI to its general partner, Venrock Management VI, LLC ("VM VI") and 19,171 shares were distributed by VP VI to its general partner, Venrock Partners Management VI, LLC ("VPM VI").
- [F4]Consists of 1,889,497 shares of Class A Common Stock held by VA VI, 249,521 shares of Class A Common Stock held by VM VI, 148,328 shares of Class A Common Stock held by VP VI and 19,171 shares of Class A Common Stock held by VPM VI.
- [F5]On December 10, 2020, VM VI and VPM VI distributed an aggregate of 268,692 shares of Class A Common Stock to their members and participants.
- [F6]Consists of 1,889,497 shares of Class A Common Stock held by VA VI and 148,328 shares of Class A Common Stock held by VP VI.
- [F7]On December 10, 2020, Dr. Roberts received an aggregate of 93,487 shares of Class A Common Stock as part of the distribution of shares of VM VI and VPM VI.
- [F8]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Additionally, all outstanding shares of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions) and upon the occurrence of certain other events set forth in the Issuer's Amended and Restated Certificate of Incorporation.
- [F9]Consists of 5,368,880 shares of Class B Common Stock held by VA VI and 421,542 shares of Class B Common Stock held by VP VI.
Documents
Issuer
10x Genomics, Inc.
CIK 0001770787
Entity typeother
Related Parties
1- filerCIK 0001239242
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 6:10 PM ET
- Size
- 14.7 KB