Speller Michael C 4
4 · Great Elm Capital Corp. · Filed Oct 1, 2020
Insider Transaction Report
Form 4
Speller Michael C
Director
Transactions
- Exercise of In-Money
Subscription Rights
2020-09-28−16,937→ 0 totalExercise: $2.95From: 2020-09-08Exp: 2020-09-28→ Common Stock (16,937 underlying) - Exercise of In-Money
Common Stock
2020-09-28$2.95/sh+16,937$49,964→ 34,113 total
Footnotes (1)
- [F1]On September 28, 2020, the Reporting Person exercised in full his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the September 4, 2020 record date for the rights offering.