4//SEC Filing
Plagemann Thomas G. 4
Accession 0001209191-20-049883
CIK 0001607716other
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 7:10 PM ET
Size
13.6 KB
Accession
0001209191-20-049883
Insider Transaction Report
Form 4
Plagemann Thomas G.
Executive VP, Capital Markets
Transactions
- Sale
Common Stock
2020-09-08$25.97/sh−5,684$147,598→ 133,914 total - Sale
Common Stock
2020-09-08$28.07/sh−113$3,172→ 133,701 total - Award
Stock Option (Right to Buy
2020-09-08+7,928→ 7,928 totalExercise: $28.29Exp: 2030-09-08→ Common Stock (7,928 underlying) - Sale
Common Stock
2020-09-08$27.08/sh−100$2,708→ 133,814 total - Award
Common Stock
2020-09-08+5,302→ 139,003 total
Footnotes (5)
- [F1]These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations pursuant to a Rule 10b5-1 Plan in connection with the settlement of an award of restricted stock units
- [F2]The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $25.77 to $26.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- [F3]The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.06 to $27.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- [F4]Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan (the "Plan") which can only be settled with shares of common stock. 25% of the shares subject to this award will vest on September 6, 2021, and on each of the next 12 RSU quarterly vesting dates, 1/16 of the shares subject to this award will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date.
- [F5]25% of the Shares subject to this option will vest on September 6, 2021, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date.
Documents
Issuer
Vivint Solar, Inc.
CIK 0001607716
Entity typeother
Related Parties
1- filerCIK 0001618828
Filing Metadata
- Form type
- 4
- Filed
- Sep 8, 8:00 PM ET
- Accepted
- Sep 9, 7:10 PM ET
- Size
- 13.6 KB