Home/Filings/4/0001209191-20-047194
4//SEC Filing

CLAIRVEST GROUP INC 4

Accession 0001209191-20-047194

CIK 0001698991other

Filed

Aug 17, 8:00 PM ET

Accepted

Aug 18, 4:28 PM ET

Size

9.3 KB

Accession

0001209191-20-047194

Insider Transaction Report

Form 4
Period: 2020-08-14
Transactions
  • Other

    Warrants

    2020-08-14+996,8400 total(indirect: See Footnote)
    Class A-1 Common Stock (996,840 underlying)
  • Other

    Class A-1 Common Stock

    2020-08-14+249,20916,898,868 total(indirect: See Footnote)
Footnotes (3)
  • [F1]The shares were issued pursuant to the Issuer's warrant exchange offer in which the Issuer offered to holders of certain of the Issuer's warrants to purchase shares of Class A-1 Common Stock, par value $0.0001 per share, the opportunity to receive 0.250 shares of Class A-1 Common Stock per warrant in exchange for the outstanding warrants tendered by the holder (the "Exchange Offer"). The issuance of the shares in the Exchange Offer was registered pursuant to a Registration Statement on Form S-4, as amended, filed by the Issuer with the Securities and Exchange Commission on July 14, 2020, and the prospectus related thereto filed on August 14, 2020. Prior to the completion of the Exchange Offer, each warrant held by the Reporting Person entitled the Reporting Person to purchase one share of Class A-1 Common Stock at an exercise price of $11.50, subject to certain adjustments.
  • [F2]The securities reported in this row are indirectly owned by the Reporting Person through Clairvest Equity Partners V Limited Partnership, an Ontario limited partnership ("CEP V"), Clairvest Equity Partners V-A Limited Partnership, an Ontario limited partnership ("CEP V-A"), and CEP V Co-Investment Limited Partnership, a Manitoba limited partnership ("CEP Co-Invest", and together with CEP V and CEP V-A, the "Clairvest Investors"), each of which is a wholly-owned indirect subsidiary of the Reporting Person.
  • [F3]Warrants are exercisable following 30 days of the closing of the business combination contemplated by the Transaction Agreement, dated as of June 13, 2019, as amended, by and among the Issuer, each of the shareholders of the Issuer named as Sellers therein, and the Shareholder Representatives named therein (the "Closing"), subject to the availability of an effective U.S. registration statement.

Issuer

Accel Entertainment, Inc.

CIK 0001698991

Entity typeother

Related Parties

1
  • filerCIK 0001117988

Filing Metadata

Form type
4
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 4:28 PM ET
Size
9.3 KB